SARAH LOUISE SMITH (Adviser# 000447111) is a financial adviser registered with Australian Securities and Investments Commission (ASIC), Financial Advisers Register. The adviser role status is Ceased. The adviser start date is November 19, 2013.
| Register Name | Financial Advisers |
| Adviser Name | SARAH LOUISE SMITH |
| Adviser Number | 000447111 |
| Adviser Role | Financial Adviser |
| Adviser Role Status | Ceased |
| Adviser First Advice Year | 2013 |
| Financial Service (AFS) Licence |
Licence# 000232706 AMP FINANCIAL PLANNING PTY LIMITED |
| Licence ABN | 89051208327 |
| Licence Controlled By |
AMP ADVICE HOLDINGS PTY LTD AMP LIMITED [Date Ceased: 27/02/2016] |
| Adviser Start Date | 2013-11-19 |
| Adviser End Date | 2016-12-01 |
| Appointing Representative Name | AMP FINANCIAL PLANNING PTY LIMITED |
| Appointing Representative Number | 000232706 |
| Appointing Representative ABN | 89051208327 |
| Further Restrictions | MDA services are restricted to Limited Authority to Operate services. One off licensee approval is required for all products which are either not on the approved product list or Derivatives. |
|
| Licence Number | Licence Name | Adviser Date | Appointing Representative |
|---|---|---|---|
| 000232706 |
AMP FINANCIAL PLANNING PTY LIMITED
Licence controlled by: AMP ADVICE HOLDINGS PTY LTD ~ AMP LIMITED [Date Ceased: 27/02/2016] Further restrictions: MDA services are restricted to Limited Authority to Operate services. One off licensee approval is required for all products which are either not on the approved product list or Derivatives. |
2013-11-19 - 2016-12-01 | AMP FINANCIAL PLANNING PTY LIMITED |
| 000232706 |
AMP FINANCIAL PLANNING PTY LIMITED
Licence controlled by: AMP ADVICE HOLDINGS PTY LTD ~ AMP LIMITED [Date Ceased: 27/02/2016] |
2013-10-14 - 2013-11-12 | |
| 000233750 | NATIONAL ADVISER SERVICES PTY LTD | 2012-01-01 - 2014-05-30 |
| Licence Name | AMP FINANCIAL PLANNING PTY LIMITED |
| Licence Number | 000232706 |
| Licence ABN | 89051208327 |
| Adviser Name | Licensee | Status | Start Date |
|---|---|---|---|
| CAROLINE MARIE HOOD | Amp Financial Planning Pty Limited | Current | 2018-08-30 |
| KIRSTEN MAREE DOWLER | Amp Financial Planning Pty Limited | Current | 2018-08-29 |
| LYNDON MUSTAFA | Amp Financial Planning Pty Limited | Current | 2018-08-29 |
| PETER JAMES TUITE | Amp Financial Planning Pty Limited | Current | 2018-08-23 |
| KEVIN FEI CHEN | Amp Financial Planning Pty Limited | Current | 2018-08-21 |
| BELINDA MCKIMMIE | Amp Financial Planning Pty Limited | Current | 2018-08-17 |
| CATHERINE IRWIN | Amp Financial Planning Pty Limited | Current | 2018-08-17 |
| BREE EMILY PHILLIPS | Amp Financial Planning Pty Limited | Current | 2018-08-16 |
| PARTHA SAHA | Amp Financial Planning Pty Limited | Current | 2018-08-10 |
| BISHAL SHRESTHA | Amp Financial Planning Pty Limited | Current | 2018-08-10 |
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| Data Provider | Australian Securities and Investments Commission (ASIC), Financial Advisers Register |
| Jurisdiction | Australia |
| Related Datasets | Australian Businesses, Australian Companies |
This dataset includes 33 thousand financial advisers registered with Australian Securities and Investments Commission (ASIC), Financial Advisers Register. Australian Financial Services Licensees are required to keep the details of their financial advisers up to date on ASIC's Financial Advisers Register. Each financial adviser is registered with name, number, role status, ABN, first advice year, licence name and number, licence ABN, adviser start date and end date, appointing representative, disciplinary action, product authorisations, qualifications and training, memberships, etc.