SARAH LOUISE SMITH


Licensee: AMP FINANCIAL PLANNING PTY LIMITED

SARAH LOUISE SMITH (Adviser# 000447111) is a financial adviser registered with Australian Securities and Investments Commission (ASIC), Financial Advisers Register. The adviser role status is Ceased. The adviser start date is November 19, 2013.

Adviser Overview

Register Name Financial Advisers
Adviser Name SARAH LOUISE SMITH
Adviser Number 000447111
Adviser Role Financial Adviser
Adviser Role Status Ceased
Adviser First Advice Year 2013
Financial Service (AFS) Licence Licence# 000232706
AMP FINANCIAL PLANNING PTY LIMITED
Licence ABN 89051208327
Licence Controlled By AMP ADVICE HOLDINGS PTY LTD
AMP LIMITED [Date Ceased: 27/02/2016]
Adviser Start Date 2013-11-19
Adviser End Date 2016-12-01
Appointing Representative Name AMP FINANCIAL PLANNING PTY LIMITED
Appointing Representative Number 000232706
Appointing Representative ABN 89051208327
Further Restrictions MDA services are restricted to Limited Authority to Operate services. One off licensee approval is required for all products which are either not on the approved product list or Derivatives.

Authorisations to provide financial product advice

  • SARAH LOUISE SMITH

Adviser employment history

Licence Number Licence Name Adviser Date Appointing Representative
000232706 AMP FINANCIAL PLANNING PTY LIMITED
Licence controlled by: AMP ADVICE HOLDINGS PTY LTD ~ AMP LIMITED [Date Ceased: 27/02/2016]
Further restrictions: MDA services are restricted to Limited Authority to Operate services. One off licensee approval is required for all products which are either not on the approved product list or Derivatives.
2013-11-19 - 2016-12-01 AMP FINANCIAL PLANNING PTY LIMITED
000232706 AMP FINANCIAL PLANNING PTY LIMITED
Licence controlled by: AMP ADVICE HOLDINGS PTY LTD ~ AMP LIMITED [Date Ceased: 27/02/2016]
2013-10-14 - 2013-11-12
000233750 NATIONAL ADVISER SERVICES PTY LTD 2012-01-01 - 2014-05-30

Licensee Information

Licence Name AMP FINANCIAL PLANNING PTY LIMITED
Licence Number 000232706
Licence ABN 89051208327

Financial advisers with the same licensee

Adviser Name Licensee Status Start Date
CAROLINE MARIE HOOD Amp Financial Planning Pty Limited Current 2018-08-30
KIRSTEN MAREE DOWLER Amp Financial Planning Pty Limited Current 2018-08-29
LYNDON MUSTAFA Amp Financial Planning Pty Limited Current 2018-08-29
PETER JAMES TUITE Amp Financial Planning Pty Limited Current 2018-08-23
KEVIN FEI CHEN Amp Financial Planning Pty Limited Current 2018-08-21
BELINDA MCKIMMIE Amp Financial Planning Pty Limited Current 2018-08-17
CATHERINE IRWIN Amp Financial Planning Pty Limited Current 2018-08-17
BREE EMILY PHILLIPS Amp Financial Planning Pty Limited Current 2018-08-16
PARTHA SAHA Amp Financial Planning Pty Limited Current 2018-08-10
BISHAL SHRESTHA Amp Financial Planning Pty Limited Current 2018-08-10

Competitor

Search similar business entities

Improve Information

Please comment or provide details below to improve the information on .

Dataset Information


Data Provider Australian Securities and Investments Commission (ASIC), Financial Advisers Register
Jurisdiction Australia
Related Datasets Australian Businesses, Australian Companies

This dataset includes 33 thousand financial advisers registered with Australian Securities and Investments Commission (ASIC), Financial Advisers Register. Australian Financial Services Licensees are required to keep the details of their financial advisers up to date on ASIC's Financial Advisers Register. Each financial adviser is registered with name, number, role status, ABN, first advice year, licence name and number, licence ABN, adviser start date and end date, appointing representative, disciplinary action, product authorisations, qualifications and training, memberships, etc.