WILLIAM ERIC WALLER (Adviser# 000453076) is a financial adviser registered with Australian Securities and Investments Commission (ASIC), Financial Advisers Register. The adviser role status is Current. The adviser start date is November 25, 2017.
| Register Name | Financial Advisers |
| Adviser Name | WILLIAM ERIC WALLER |
| Adviser Number | 000453076 |
| Adviser Role | Financial Adviser |
| Adviser Role Status | Current |
| Adviser First Advice Year | 2000 |
| Financial Service (AFS) Licence |
Licence# 000501742 THE FINANCIAL ADVICE SHOP PTY LTD |
| Licence Controlled By | William Eric WALLER |
| Adviser Start Date | 2017-11-25 |
| Appointing Representative Name | THE FINANCIAL ADVICE SHOP PTY LTD |
| Appointing Representative Number | 000501742 |
| Memberships |
Australian Institute of Company Directors Financial Planning Association of Australia (FPA) Tax Practitioners Board (TPB) |
|
| Qualification / Degree | Institute / School |
|---|---|
| Bachelor of Engineering (Commerce) with Honours | Royal Mlbourne Institute of Technology |
| Certified Financial Planner | Financial Planning Association of Australia |
| Diploma of Financial Planning | Deakin University |
| Margin Lending and Geared Investments | Kaplan Professional Education |
| Self Managed Superannuation Funds | Kaplan Professional Education |
| Licence Number | Licence Name | Adviser Date | Appointing Representative |
|---|---|---|---|
| 000501742 |
THE FINANCIAL ADVICE SHOP PTY LTD
Licence controlled by: William Eric WALLER |
2017-11-25 - | THE FINANCIAL ADVICE SHOP PTY LTD |
| 000240687 |
SECURITOR FINANCIAL GROUP LTD
Licence controlled by: WESTPAC BANKING CORPORATION |
2014-02-10 - 2017-11-24 | SECURITOR FINANCIAL GROUP LTD |
| 000240559 |
FINANCIAL INDEX AUSTRALIA PTY LTD
Licence controlled by: FINDEX GROUP LIMITED |
2010-06-01 - 2013-08-31 | |
| 000240687 |
SECURITOR FINANCIAL GROUP LTD
Licence controlled by: WESTPAC BANKING CORPORATION |
2003-12-01 - 2010-06-01 |
| Licence Name | THE FINANCIAL ADVICE SHOP PTY LTD |
| Licence Number | 000501742 |
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| Data Provider | Australian Securities and Investments Commission (ASIC), Financial Advisers Register |
| Jurisdiction | Australia |
| Related Datasets | Australian Businesses, Australian Companies |
This dataset includes 33 thousand financial advisers registered with Australian Securities and Investments Commission (ASIC), Financial Advisers Register. Australian Financial Services Licensees are required to keep the details of their financial advisers up to date on ASIC's Financial Advisers Register. Each financial adviser is registered with name, number, role status, ABN, first advice year, licence name and number, licence ABN, adviser start date and end date, appointing representative, disciplinary action, product authorisations, qualifications and training, memberships, etc.