STUART UPHAM FORBES MACKENZIE


Licensee: MORGANS FINANCIAL LIMITED

STUART UPHAM FORBES MACKENZIE (Adviser# 000458566) is a financial adviser registered with Australian Securities and Investments Commission (ASIC), Financial Advisers Register. The adviser role status is Current. The adviser start date is September 20, 2016.

Adviser Overview

Register Name Financial Advisers
Adviser Name STUART UPHAM FORBES MACKENZIE
Adviser Number 000458566
Adviser Role Financial Adviser
Adviser Role Status Current
Adviser First Advice Year 2007
Financial Service (AFS) Licence Licence# 000235410
MORGANS FINANCIAL LIMITED
Licence ABN 49010669726
Adviser Start Date 2016-09-20
Appointing Representative Name MORGANS FINANCIAL LIMITED
Appointing Representative Number 000235410
Appointing Representative ABN 49010669726

Authorisations to provide financial product advice

  • STUART UPHAM FORBES MACKENZIE
  • ·
  • Deposit Payment Non Basic Deposit
  • ·
  • Derivative
  • ·
  • Government Debenture
  • ·
  • Managed Investment Schemes Including IDPS
  • ·
  • Securities
  • ·
  • Superannuation
  • ·
  • Margin Lending Facility Standard
  • ·
  • Miscellaneous Financial MDA Services

Qualifications and training history

Qualification / Degree Institute / School
Bachelor of Commerce & Management (Finance) Lincoln University
Bachelor of Commerce (2nd Hons) Lincoln University
RG146 Deakin Prime

Adviser employment history

Licence Number Licence Name Adviser Date Appointing Representative
000235410 MORGANS FINANCIAL LIMITED 2016-09-20 - MORGANS FINANCIAL LIMITED
000292464 LONGHOU CAPITAL MARKETS PTY LTD
Licence controlled by: Longhou Investment Holdings Pty Ltd ~ SOUTHERN FOREST INVESTMENT PTY LTD [Date Ceased: 19/04/2016]
2015-07-01 - 2016-08-23
000405652 ADVAMODE FINANCIAL PTY LTD
Licence controlled by: ADVAMODE GROUP LIMITED [Date Ceased: 20/06/2016]
2014-05-25 - 2016-06-30
000295337 SMARTRADER LIMITED 2011-08-19 - 2012-12-20

Licensee Information

Licence Name MORGANS FINANCIAL LIMITED
Licence Number 000235410
Licence ABN 49010669726

Financial advisers with the same licensee

Adviser Name Licensee Status Start Date
BRADLEY ANGUS STUART MACKAY Morgans Financial Limited Current 2018-08-27
JAMES BRUCE DAWSON Morgans Financial Limited Current 2018-08-23
BERNARD MARK SIMLESA Morgans Financial Limited Current 2018-08-20
MICHELLE MARISA PAIS LEWIS Morgans Financial Limited Current 2018-07-25
WADE COMELY Morgans Financial Limited Current 2018-07-23
THOMAS JAMES BOORMAN Morgans Financial Limited Current 2018-07-13
LAURA SMILLIE Morgans Financial Limited Current 2018-07-12
SARKIS YOUSEFF SASSINE Morgans Financial Limited Ceased 2018-07-09
ANDREW FREDERICK CRAGG Morgans Financial Limited Current 2018-07-02
AJIT SHINDE Morgans Financial Limited Current 2018-07-02

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Dataset Information


Data Provider Australian Securities and Investments Commission (ASIC), Financial Advisers Register
Jurisdiction Australia
Related Datasets Australian Businesses, Australian Companies

This dataset includes 33 thousand financial advisers registered with Australian Securities and Investments Commission (ASIC), Financial Advisers Register. Australian Financial Services Licensees are required to keep the details of their financial advisers up to date on ASIC's Financial Advisers Register. Each financial adviser is registered with name, number, role status, ABN, first advice year, licence name and number, licence ABN, adviser start date and end date, appointing representative, disciplinary action, product authorisations, qualifications and training, memberships, etc.