HELEN CARINUS


Licensee: MIQ PRIVATE WEALTH PTY LTD

HELEN CARINUS (Adviser# 000461431) is a financial adviser registered with Australian Securities and Investments Commission (ASIC), Financial Advisers Register. The adviser role status is Current. The adviser start date is August 13, 2018.

Adviser Overview

Register Name Financial Advisers
Adviser Name HELEN CARINUS
Adviser Number 000461431
Adviser Role Financial Adviser
Adviser Role Status Current
Adviser First Advice Year 2014
Financial Service (AFS) Licence Licence# 000504773
MIQ PRIVATE WEALTH PTY LTD
Licence Controlled By MIQ CAPITAL PTY LTD
Adviser Start Date 2018-08-13
Appointing Representative Name MIQ PRIVATE WEALTH PTY LTD
Appointing Representative Number 000504773
Memberships FChFP - Fellow Chartered Financial Practitioner
Further Restrictions Excludes Advanced Derivatives Excludes Self Managed Super Funds

Authorisations to provide financial product advice

  • HELEN CARINUS
  • ·
  • Deposit Payment Non Basic Deposit
  • ·
  • Derivative
  • ·
  • Life Product Investment Life Insurance
  • ·
  • Life Product Life Risk Insurance
  • ·
  • Managed Investment Schemes Including IDPS
  • ·
  • Retirement Savings Account
  • ·
  • Securities
  • ·
  • Superannuation

Qualifications and training history

Qualification / Degree Institute / School
Advanced Diploma of Financial Services (Financial Planning) Kaplan Professional
Diploma of Financial Services (Financial Planning) Kaplan Professional

Adviser employment history

Licence Number Licence Name Adviser Date Appointing Representative
000504773 MIQ PRIVATE WEALTH PTY LTD
Licence controlled by: MIQ CAPITAL PTY LTD
Further restrictions: Excludes Advanced Derivatives Excludes Self Managed Super Funds
2018-08-13 - MIQ PRIVATE WEALTH PTY LTD
000221557 MAGNITUDE GROUP PTY LTD
Licence controlled by: WESTPAC BANKING CORPORATION
Further restrictions: Excludes Self Managed Superannuation Funds
2017-11-01 - 2018-08-10 MIQ PRIVATE WEALTH PTY LTD
000234665 CHARTER FINANCIAL PLANNING LIMITED
Licence controlled by: AMP ADVICE HOLDINGS PTY LTD ~ AMP LIMITED [Date Ceased: 27/02/2016]
Further restrictions: One off licensee approval is required for all MDA services and products which are either not on the approved product list or Derivatives.
2014-07-08 - 2017-10-31 CHARTER FINANCIAL PLANNING LIMITED

Licensee Information

Licence Name MIQ PRIVATE WEALTH PTY LTD
Licence Number 000504773

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Dataset Information


Data Provider Australian Securities and Investments Commission (ASIC), Financial Advisers Register
Jurisdiction Australia
Related Datasets Australian Businesses, Australian Companies

This dataset includes 33 thousand financial advisers registered with Australian Securities and Investments Commission (ASIC), Financial Advisers Register. Australian Financial Services Licensees are required to keep the details of their financial advisers up to date on ASIC's Financial Advisers Register. Each financial adviser is registered with name, number, role status, ABN, first advice year, licence name and number, licence ABN, adviser start date and end date, appointing representative, disciplinary action, product authorisations, qualifications and training, memberships, etc.