TIMOTHY ALLAN MOFFATT (Adviser# 000464243) is a financial adviser registered with Australian Securities and Investments Commission (ASIC), Financial Advisers Register. The adviser role status is Current. The adviser start date is November 20, 2017.
| Register Name | Financial Advisers |
| Adviser Name | TIMOTHY ALLAN MOFFATT |
| Adviser Number | 000464243 |
| Adviser Role | Financial Adviser |
| Adviser Role Status | Current |
| Adviser First Advice Year | 2005 |
| Financial Service (AFS) Licence |
Licence# 000501454 OAKLEIGH FINANCIAL SERVICES PTY LTD |
| Licence Controlled By | Timothy MOFFATT |
| Adviser Start Date | 2017-11-20 |
| Appointing Representative Name | OAKLEIGH FINANCIAL SERVICES PTY LTD |
| Appointing Representative Number | 000501454 |
|
| Qualification / Degree | Institute / School |
|---|---|
| ASX CFD Accreditation | Kaplan |
| Accredited Derivatives Adviser Level 2 | Kaplan |
| Diploma of Financial Services (Financial Planning) | Securities Institute of Australia |
| Foreign Exchange | Kaplan |
| PS 146 | Deakin University |
| Licence Number | Licence Name | Adviser Date | Appointing Representative |
|---|---|---|---|
| 000501454 |
OAKLEIGH FINANCIAL SERVICES PTY LTD
Licence controlled by: Timothy MOFFATT |
2017-11-20 - | OAKLEIGH FINANCIAL SERVICES PTY LTD |
| 000385845 | NEO FINANCIAL SOLUTIONS PTY LTD | 2015-08-11 - 2018-08-31 | METIETA CAPITAL PTY LTD |
| 000246827 |
PHILLIP CAPITAL LIMITED
Further restrictions: Managed Investment Schemes, excluding IDPS |
2012-03-12 - 2017-11-17 | PHILLIP CAPITAL LIMITED |
| 000244410 |
AUSTOCK FINANCIAL SERVICES PTY LTD
Licence controlled by: GENERATION DEVELOPMENT GROUP LIMITED [Date Ceased: 17/03/2017] |
2011-04-24 - 2012-03-12 | |
| 000317201 | MINC FINANCIAL SERVICES PTY LIMITED | 2008-03-10 - 2011-04-24 |
| Licence Name | OAKLEIGH FINANCIAL SERVICES PTY LTD |
| Licence Number | 000501454 |
Please comment or provide details below to improve the information on .
| Data Provider | Australian Securities and Investments Commission (ASIC), Financial Advisers Register |
| Jurisdiction | Australia |
| Related Datasets | Australian Businesses, Australian Companies |
This dataset includes 33 thousand financial advisers registered with Australian Securities and Investments Commission (ASIC), Financial Advisers Register. Australian Financial Services Licensees are required to keep the details of their financial advisers up to date on ASIC's Financial Advisers Register. Each financial adviser is registered with name, number, role status, ABN, first advice year, licence name and number, licence ABN, adviser start date and end date, appointing representative, disciplinary action, product authorisations, qualifications and training, memberships, etc.