LEIGH SMITH (Adviser# 000470946) is a financial adviser registered with Australian Securities and Investments Commission (ASIC), Financial Advisers Register. The adviser role status is Current. The adviser start date is July 5, 2018.
Register Name | Financial Advisers |
Adviser Name | LEIGH SMITH |
Adviser Number | 000470946 |
Adviser Role | Financial Adviser |
Adviser Role Status | Current |
Adviser First Advice Year | 2015 |
Financial Service (AFS) Licence |
Licence# 000384486 ASPIRI FINANCIAL SERVICES PTY LTD |
Licence ABN | 25090764444 |
Licence Controlled By | ASPIRI FINANCIAL GROUP PTY LTD |
Adviser Start Date | 2018-07-05 |
Appointing Representative Name | ASPIRI FINANCIAL SERVICES PTY LTD |
Appointing Representative Number | 000384486 |
Appointing Representative ABN | 25090764444 |
Memberships | CPA Australia (CPA) |
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Qualification / Degree | Institute / School |
---|---|
Bachelor of Commerce | Griffith University |
Cavendish & ICFS Specialist SMSF Course | The University of Adelaide |
Certified Practicing Accountants | CPA Australia |
Margin Lending Accreditation Program | Stockbrokers Association of Australia (Deakin) |
Master of Business | University of Southern Queensland |
Licence Number | Licence Name | Adviser Date | Appointing Representative |
---|---|---|---|
000384486 |
ASPIRI FINANCIAL SERVICES PTY LTD
Licence controlled by: ASPIRI FINANCIAL GROUP PTY LTD |
2018-07-05 - | ASPIRI FINANCIAL SERVICES PTY LTD |
000384486 |
ASPIRI FINANCIAL SERVICES PTY LTD
Licence controlled by: ASPIRI FINANCIAL GROUP PTY LTD |
2018-05-08 - 2018-07-04 | ASPIRI FINANCIAL SERVICES PTY LTD |
000236523 |
INFOCUS SECURITIES AUSTRALIA PTY LTD
Licence controlled by: STEINHARDT HOLDINGS PTY LTD Further restrictions: Direct Equities excludes direct equities advice |
2017-09-04 - 2018-03-01 | INFOCUS SECURITIES AUSTRALIA PTY LTD |
000326450 |
WEALTHSURE FINANCIAL SERVICES PTY LTD
Licence controlled by: SENTRY GROUP PTY LTD |
2016-03-08 - 2017-07-04 | THIEL PARTNERS WEALTH MANAGERS PTY LTD |
000254544 |
GPS WEALTH LTD
Licence controlled by: EASTON INVESTMENTS LIMITED |
2015-09-21 - 2016-03-04 | CAPS FINANCIAL PTY LTD |
000254544 |
GPS WEALTH LTD
Licence controlled by: EASTON INVESTMENTS LIMITED |
2015-01-05 - 2015-09-18 | GPS WEALTH LTD |
Licence Name | ASPIRI FINANCIAL SERVICES PTY LTD |
Licence Number | 000384486 |
Licence ABN | 25090764444 |
Adviser Name | Licensee | Status | Start Date |
---|---|---|---|
GAVIN JOHN KELLY | Aspiri Financial Services Pty Ltd | Current | 2018-07-05 |
RODNEY ANTHONY ROSSI | Aspiri Financial Services Pty Ltd | Ceased | 2010-11-11 |
Adviser Name | Licensee | Status | Start Date |
---|---|---|---|
GAVIN JOHN KELLY | Aspiri Financial Services Pty Ltd | Current | 2018-07-05 |
RODNEY ANTHONY ROSSI | Aspiri Financial Services Pty Ltd | Ceased | 2010-11-11 |
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Data Provider | Australian Securities and Investments Commission (ASIC), Financial Advisers Register |
Jurisdiction | Australia |
Related Datasets | Australian Businesses, Australian Companies |
This dataset includes 33 thousand financial advisers registered with Australian Securities and Investments Commission (ASIC), Financial Advisers Register. Australian Financial Services Licensees are required to keep the details of their financial advisers up to date on ASIC's Financial Advisers Register. Each financial adviser is registered with name, number, role status, ABN, first advice year, licence name and number, licence ABN, adviser start date and end date, appointing representative, disciplinary action, product authorisations, qualifications and training, memberships, etc.