LEIGH SMITH


Licensee: ASPIRI FINANCIAL SERVICES PTY LTD

LEIGH SMITH (Adviser# 000470946) is a financial adviser registered with Australian Securities and Investments Commission (ASIC), Financial Advisers Register. The adviser role status is Current. The adviser start date is July 5, 2018.

Adviser Overview

Register Name Financial Advisers
Adviser Name LEIGH SMITH
Adviser Number 000470946
Adviser Role Financial Adviser
Adviser Role Status Current
Adviser First Advice Year 2015
Financial Service (AFS) Licence Licence# 000384486
ASPIRI FINANCIAL SERVICES PTY LTD
Licence ABN 25090764444
Licence Controlled By ASPIRI FINANCIAL GROUP PTY LTD
Adviser Start Date 2018-07-05
Appointing Representative Name ASPIRI FINANCIAL SERVICES PTY LTD
Appointing Representative Number 000384486
Appointing Representative ABN 25090764444
Memberships CPA Australia (CPA)

Authorisations to provide financial product advice

  • LEIGH SMITH
  • ·
  • Deposit Payment Non Basic Deposit
  • ·
  • Government Debenture
  • ·
  • Life Product Investment Life Insurance
  • ·
  • Life Product Life Risk Insurance
  • ·
  • Managed Investment Schemes Including IDPS
  • ·
  • Managed Investment Schemes MDA Service
  • ·
  • Retirement Savings Account
  • ·
  • Securities
  • ·
  • Superannuation
  • ·
  • Margin Lending Facility Standard

Qualifications and training history

Qualification / Degree Institute / School
Bachelor of Commerce Griffith University
Cavendish & ICFS Specialist SMSF Course The University of Adelaide
Certified Practicing Accountants CPA Australia
Margin Lending Accreditation Program Stockbrokers Association of Australia (Deakin)
Master of Business University of Southern Queensland

Adviser employment history

Licence Number Licence Name Adviser Date Appointing Representative
000384486 ASPIRI FINANCIAL SERVICES PTY LTD
Licence controlled by: ASPIRI FINANCIAL GROUP PTY LTD
2018-07-05 - ASPIRI FINANCIAL SERVICES PTY LTD
000384486 ASPIRI FINANCIAL SERVICES PTY LTD
Licence controlled by: ASPIRI FINANCIAL GROUP PTY LTD
2018-05-08 - 2018-07-04 ASPIRI FINANCIAL SERVICES PTY LTD
000236523 INFOCUS SECURITIES AUSTRALIA PTY LTD
Licence controlled by: STEINHARDT HOLDINGS PTY LTD
Further restrictions: Direct Equities excludes direct equities advice
2017-09-04 - 2018-03-01 INFOCUS SECURITIES AUSTRALIA PTY LTD
000326450 WEALTHSURE FINANCIAL SERVICES PTY LTD
Licence controlled by: SENTRY GROUP PTY LTD
2016-03-08 - 2017-07-04 THIEL PARTNERS WEALTH MANAGERS PTY LTD
000254544 GPS WEALTH LTD
Licence controlled by: EASTON INVESTMENTS LIMITED
2015-09-21 - 2016-03-04 CAPS FINANCIAL PTY LTD
000254544 GPS WEALTH LTD
Licence controlled by: EASTON INVESTMENTS LIMITED
2015-01-05 - 2015-09-18 GPS WEALTH LTD

Licensee Information

Licence Name ASPIRI FINANCIAL SERVICES PTY LTD
Licence Number 000384486
Licence ABN 25090764444

Financial advisers with the same licensee

Adviser Name Licensee Status Start Date
GAVIN JOHN KELLY Aspiri Financial Services Pty Ltd Current 2018-07-05
RODNEY ANTHONY ROSSI Aspiri Financial Services Pty Ltd Ceased 2010-11-11

Financial advisers with the same licensee

Adviser Name Licensee Status Start Date
GAVIN JOHN KELLY Aspiri Financial Services Pty Ltd Current 2018-07-05
RODNEY ANTHONY ROSSI Aspiri Financial Services Pty Ltd Ceased 2010-11-11

Competitor

Search similar business entities

Improve Information

Please comment or provide details below to improve the information on .

Dataset Information


Data Provider Australian Securities and Investments Commission (ASIC), Financial Advisers Register
Jurisdiction Australia
Related Datasets Australian Businesses, Australian Companies

This dataset includes 33 thousand financial advisers registered with Australian Securities and Investments Commission (ASIC), Financial Advisers Register. Australian Financial Services Licensees are required to keep the details of their financial advisers up to date on ASIC's Financial Advisers Register. Each financial adviser is registered with name, number, role status, ABN, first advice year, licence name and number, licence ABN, adviser start date and end date, appointing representative, disciplinary action, product authorisations, qualifications and training, memberships, etc.