DAVID CHARLES HUGGINS (Adviser# 000472148) is a financial adviser registered with Australian Securities and Investments Commission (ASIC), Financial Advisers Register. The adviser role status is Ceased. The adviser start date is February 1, 2015.
| Register Name | Financial Advisers |
| Adviser Name | DAVID CHARLES HUGGINS |
| Adviser Number | 000472148 |
| Adviser Role | Financial Adviser |
| Adviser Role Status | Ceased |
| Adviser First Advice Year | 2015 |
| Financial Service (AFS) Licence |
Licence# 000409535 STEWARDS CAPITAL GROUP PTY LTD |
| Licence ABN | 93112249135 |
| Licence Controlled By | HARRIS FRASER GROUP LIMITED |
| Adviser Start Date | 2015-02-01 |
| Adviser End Date | 2015-08-21 |
| Appointing Representative Name | STEWARDS CAPITAL GROUP PTY LTD |
| Appointing Representative Number | 000409535 |
| Appointing Representative ABN | 93112249135 |
| Further Restrictions | unable to service clients using MDA LATO. Unable to provide SMSF advice. Unable to advice on direct equities and direct bonds. |
|
| Licence Number | Licence Name | Adviser Date | Appointing Representative |
|---|---|---|---|
| 000409535 |
STEWARDS CAPITAL GROUP PTY LTD
Licence controlled by: HARRIS FRASER GROUP LIMITED Further restrictions: unable to service clients using MDA LATO. Unable to provide SMSF advice. Unable to advice on direct equities and direct bonds. |
2015-02-01 - 2015-08-21 | STEWARDS CAPITAL GROUP PTY LTD |
| Licence Name | STEWARDS CAPITAL GROUP PTY LTD |
| Licence Number | 000409535 |
| Licence ABN | 93112249135 |
| Adviser Name | Licensee | Status | Start Date |
|---|---|---|---|
| DANIEL GLENN BLACKMAN | Stewards Capital Group Pty Ltd | Ceased | 2016-12-15 |
| HAKEM DIRSHE | Stewards Capital Group Pty Ltd | Ceased | 2016-09-08 |
| MARC SPICER | Stewards Capital Group Pty Ltd | Ceased | 2015-10-18 |
| JULIO HECTOR RIOS | Stewards Capital Group Pty Ltd | Current | 2012-01-31 |
| MARC GEARY | Stewards Capital Group Pty Ltd | Current | 2011-11-01 |
| LYNDON ARTHURSON | Stewards Capital Group Pty Ltd | Current | 2011-11-01 |
| Adviser Name | Licensee | Status | Start Date |
|---|---|---|---|
| DANIEL GLENN BLACKMAN | Stewards Capital Group Pty Ltd | Ceased | 2016-12-15 |
| HAKEM DIRSHE | Stewards Capital Group Pty Ltd | Ceased | 2016-09-08 |
| MARC SPICER | Stewards Capital Group Pty Ltd | Ceased | 2015-10-18 |
| JULIO HECTOR RIOS | Stewards Capital Group Pty Ltd | Current | 2012-01-31 |
| MARC GEARY | Stewards Capital Group Pty Ltd | Current | 2011-11-01 |
| LYNDON ARTHURSON | Stewards Capital Group Pty Ltd | Current | 2011-11-01 |
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| Data Provider | Australian Securities and Investments Commission (ASIC), Financial Advisers Register |
| Jurisdiction | Australia |
| Related Datasets | Australian Businesses, Australian Companies |
This dataset includes 33 thousand financial advisers registered with Australian Securities and Investments Commission (ASIC), Financial Advisers Register. Australian Financial Services Licensees are required to keep the details of their financial advisers up to date on ASIC's Financial Advisers Register. Each financial adviser is registered with name, number, role status, ABN, first advice year, licence name and number, licence ABN, adviser start date and end date, appointing representative, disciplinary action, product authorisations, qualifications and training, memberships, etc.