DAVID JAMES HARDMAN


Licensee: SWITZER FINANCIAL GROUP PTY LTD

DAVID JAMES HARDMAN (Adviser# 001000206) is a financial adviser registered with Australian Securities and Investments Commission (ASIC), Financial Advisers Register. The adviser role status is Current. The adviser start date is July 1, 2013.

Adviser Overview

Register Name Financial Advisers
Adviser Name DAVID JAMES HARDMAN
Adviser Number 001000206
Adviser Role Financial Adviser
Adviser Role Status Current
Adviser First Advice Year 1997
Financial Service (AFS) Licence Licence# 000286531
SWITZER FINANCIAL GROUP PTY LTD
Licence ABN 24112294649
Licence Controlled By MARTIN ALEXANDER PUBLICATIONS PTY LTD
Adviser Start Date 2013-07-01
Appointing Representative Name SWITZER FINANCIAL GROUP PTY LTD
Appointing Representative Number 000286531
Appointing Representative ABN 24112294649
Memberships Financial Planning Association of Australia (FPA)

Authorisations to provide financial product advice

  • DAVID JAMES HARDMAN
  • ·
  • Deposit Payment Non Basic Deposit
  • ·
  • Government Debenture
  • ·
  • Life Product Investment Life Insurance
  • ·
  • Life Product Life Risk Insurance
  • ·
  • Managed Investment Schemes Including IDPS
  • ·
  • Retirement Savings Account
  • ·
  • Securities
  • ·
  • Superannuation
  • ·
  • Margin Lending Facility Standard

Qualifications and training history

Qualification / Degree Institute / School
Bachelor of Economics University of Tasmania
Financial Markets and Economics Securities Institute
Personal Investment Management and Tax Planning Securities Institute
Risk Management and Estate Planning Securities Institute
Superannuation and Retirement Planning Securities Institute

Adviser employment history

Licence Number Licence Name Adviser Date Appointing Representative
000286531 SWITZER FINANCIAL GROUP PTY LTD
Licence controlled by: MARTIN ALEXANDER PUBLICATIONS PTY LTD
2013-07-01 - SWITZER FINANCIAL GROUP PTY LTD
000290771 STRATEGY FIRST FINANCIAL PLANNING PTY LTD 2010-02-25 - 2012-06-30

Licensee Information

Licence Name SWITZER FINANCIAL GROUP PTY LTD
Licence Number 000286531
Licence ABN 24112294649

Financial advisers with the same licensee

Adviser Name Licensee Status Start Date
XIN (NICHOLE) LIAN Switzer Financial Group Pty Ltd Current 2018-07-04
JONATHAN ERIC RILEY Switzer Financial Group Pty Ltd Current 2018-01-08
MARK WILLIAM MAHONY Switzer Financial Group Pty Ltd Current 2016-06-23
PAUL GORDON RICKARD Switzer Financial Group Pty Ltd Current 2010-06-01
PETER WILLIAM SWITZER Switzer Financial Group Pty Ltd Current 2007-06-01

Financial advisers with the same licensee

Adviser Name Licensee Status Start Date
XIN (NICHOLE) LIAN Switzer Financial Group Pty Ltd Current 2018-07-04
JONATHAN ERIC RILEY Switzer Financial Group Pty Ltd Current 2018-01-08
MARK WILLIAM MAHONY Switzer Financial Group Pty Ltd Current 2016-06-23
PAUL GORDON RICKARD Switzer Financial Group Pty Ltd Current 2010-06-01
PETER WILLIAM SWITZER Switzer Financial Group Pty Ltd Current 2007-06-01

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Dataset Information


Data Provider Australian Securities and Investments Commission (ASIC), Financial Advisers Register
Jurisdiction Australia
Related Datasets Australian Businesses, Australian Companies

This dataset includes 33 thousand financial advisers registered with Australian Securities and Investments Commission (ASIC), Financial Advisers Register. Australian Financial Services Licensees are required to keep the details of their financial advisers up to date on ASIC's Financial Advisers Register. Each financial adviser is registered with name, number, role status, ABN, first advice year, licence name and number, licence ABN, adviser start date and end date, appointing representative, disciplinary action, product authorisations, qualifications and training, memberships, etc.