PATRICK O'CONNOR (Adviser# 001000302) is a financial adviser registered with Australian Securities and Investments Commission (ASIC), Financial Advisers Register. The adviser role status is Current. The adviser start date is May 28, 2015.
| Register Name | Financial Advisers |
| Adviser Name | PATRICK O'CONNOR |
| Adviser Number | 001000302 |
| Adviser Role | Financial Adviser |
| Adviser Role Status | Current |
| Adviser First Advice Year | 2003 |
| Financial Service (AFS) Licence |
Licence# 000236558 3RD WAVE SERVICES PTY LTD |
| Licence ABN | 46074033524 |
| Licence Controlled By | Brettney Fogarty |
| Adviser Start Date | 2015-05-28 |
| Appointing Representative Name | 3RD WAVE SERVICES PTY LTD |
| Appointing Representative Number | 000236558 |
| Appointing Representative ABN | 46074033524 |
| Memberships | AICD |
| Further Restrictions | For derivatives it is limited to old law securities, options, contracts and warrants. |
|
| Qualification / Degree | Institute / School |
|---|---|
| B.Comm | UWA |
| Licence Number | Licence Name | Adviser Date | Appointing Representative |
|---|---|---|---|
| 000236558 |
3RD WAVE SERVICES PTY LTD
Licence controlled by: Brettney Fogarty Further restrictions: For derivatives it is limited to old law securities, options, contracts and warrants. |
2015-05-28 - | 3RD WAVE SERVICES PTY LTD |
| Licence Name | 3RD WAVE SERVICES PTY LTD |
| Licence Number | 000236558 |
| Licence ABN | 46074033524 |
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| Data Provider | Australian Securities and Investments Commission (ASIC), Financial Advisers Register |
| Jurisdiction | Australia |
| Related Datasets | Australian Businesses, Australian Companies |
This dataset includes 33 thousand financial advisers registered with Australian Securities and Investments Commission (ASIC), Financial Advisers Register. Australian Financial Services Licensees are required to keep the details of their financial advisers up to date on ASIC's Financial Advisers Register. Each financial adviser is registered with name, number, role status, ABN, first advice year, licence name and number, licence ABN, adviser start date and end date, appointing representative, disciplinary action, product authorisations, qualifications and training, memberships, etc.