KAREN JULIA ROSE (Adviser# 001000828) is a financial adviser registered with Australian Securities and Investments Commission (ASIC), Financial Advisers Register. The adviser role status is Current. The adviser start date is August 30, 2014.
| Register Name | Financial Advisers |
| Adviser Name | KAREN JULIA ROSE |
| Adviser Number | 001000828 |
| Adviser Role | Financial Adviser |
| Adviser Role Status | Current |
| Adviser First Advice Year | 2014 |
| Financial Service (AFS) Licence |
Licence# 000456240 ROSE ACCOUNTANTS PTY LTD |
| Licence ABN | 63147457314 |
| Adviser Start Date | 2014-08-30 |
| Appointing Representative Name | ROSE ACCOUNTANTS PTY LTD |
| Appointing Representative Number | 000456240 |
| Appointing Representative ABN | 63147457314 |
| Memberships |
Chartered Accountants Australia and New Zealand (CA) FINSIA National Tax & Accountants Association Ltd Taxpayers Australia |
| Further Restrictions | Provide financial product advice for the following classes of financial products: i) Superannuation limited to: A) self-managed superannuation fund; B) a person's existing holding in a superannuation product but only to the extent required for: i) making a recommendation that the person establish a self-managed superannuation fund; and ii) providing advice to the person on contributions or pensions under a superannuation product; Provide class of financial product advice for the following classes of financial products: i) deposit and payment products limited to: A) basic deposit products; ii) general insurance products; iii) life products limited to: A) life risk insurance products; iv) simple managed investment schemes; v) securities; and vi) superannuation and Deal in a financial product by: i) arranging for another person to issue, apply for, acquire, vary or dispose of a financial product in respect of the following classes of financial products: A) superannuation limited |
|
| Qualification / Degree | Institute / School |
|---|---|
| Bachelor of Commerce | Melbourne University |
| CA SMSF Specialist | The Institute of Chartered Accountants in Australia |
| Certificate of Membership | Degree of Associate - The Institute of Chartered Accountants in Australia |
| Graduate Diploma of Financial Planning | FINSIA |
| Licence Number | Licence Name | Adviser Date | Appointing Representative |
|---|---|---|---|
| 000456240 |
ROSE ACCOUNTANTS PTY LTD
Further restrictions: Provide financial product advice for the following classes of financial products: i) Superannuation limited to: A) self-managed superannuation fund; B) a person's existing holding in a superannuation product but only to the extent required for: i) making a recommendation that the person establish a self-managed superannuation fund; and ii) providing advice to the person on contributions or pensions under a superannuation product; Provide class of financial product advice for the following classes of financial products: i) deposit and payment products limited to: A) basic deposit products; ii) general insurance products; iii) life products limited to: A) life risk insurance products; iv) simple managed investment schemes; v) securities; and vi) superannuation and Deal in a financial product by: i) arranging for another person to issue, apply for, acquire, vary or dispose of a financial product in respect of the following classes of financial products: A) superannuation limited |
2014-08-30 - | ROSE ACCOUNTANTS PTY LTD |
| Licence Name | ROSE ACCOUNTANTS PTY LTD |
| Licence Number | 000456240 |
| Licence ABN | 63147457314 |
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| Data Provider | Australian Securities and Investments Commission (ASIC), Financial Advisers Register |
| Jurisdiction | Australia |
| Related Datasets | Australian Businesses, Australian Companies |
This dataset includes 33 thousand financial advisers registered with Australian Securities and Investments Commission (ASIC), Financial Advisers Register. Australian Financial Services Licensees are required to keep the details of their financial advisers up to date on ASIC's Financial Advisers Register. Each financial adviser is registered with name, number, role status, ABN, first advice year, licence name and number, licence ABN, adviser start date and end date, appointing representative, disciplinary action, product authorisations, qualifications and training, memberships, etc.