PHILIP BARCLAY ROFE (Adviser# 001001207) is a financial adviser registered with Australian Securities and Investments Commission (ASIC), Financial Advisers Register. The adviser role status is Current. The adviser start date is October 23, 2012.
| Register Name | Financial Advisers |
| Adviser Name | PHILIP BARCLAY ROFE |
| Adviser Number | 001001207 |
| Adviser Role | Financial Adviser |
| Adviser Role Status | Current |
| Adviser First Advice Year | 2003 |
| Financial Service (AFS) Licence |
Licence# 000330757 ALPHA SECURITIES PTY LTD |
| Licence ABN | 96124327064 |
| Adviser Start Date | 2012-10-23 |
| Appointing Representative Name | PBR CAPITAL PTY LTD |
| Appointing Representative Number | 000383688 |
| Appointing Representative ABN | 36067246511 |
| Further Restrictions | ASX exchange traded derivatives only |
|
| Qualification / Degree | Institute / School |
|---|---|
| Master of Business Adminstration | Bond University |
| Ontrack Kaplan Professional CPD 2014/2015 | Kaplan Professional |
| Ontrack Kaplan Professional CPD 2015/2016 | Kaplan Professional |
| Ontrack Kaplan Professional CPD 2016/2017 | Kaplan Professional |
| Licence Number | Licence Name | Adviser Date | Appointing Representative |
|---|---|---|---|
| 000330757 |
ALPHA SECURITIES PTY LTD
Further restrictions: ASX exchange traded derivatives only |
2012-10-23 - | PBR CAPITAL PTY LTD |
| 000331625 | BELLMONT SECURITIES PTY LTD | 2010-09-24 - 2012-10-31 | |
| 000309743 | KINETIC SECURITIES PTY. LIMITED | 2009-02-01 - 2010-07-15 |
| Licence Name | ALPHA SECURITIES PTY LTD |
| Licence Number | 000330757 |
| Licence ABN | 96124327064 |
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| Data Provider | Australian Securities and Investments Commission (ASIC), Financial Advisers Register |
| Jurisdiction | Australia |
| Related Datasets | Australian Businesses, Australian Companies |
This dataset includes 33 thousand financial advisers registered with Australian Securities and Investments Commission (ASIC), Financial Advisers Register. Australian Financial Services Licensees are required to keep the details of their financial advisers up to date on ASIC's Financial Advisers Register. Each financial adviser is registered with name, number, role status, ABN, first advice year, licence name and number, licence ABN, adviser start date and end date, appointing representative, disciplinary action, product authorisations, qualifications and training, memberships, etc.