DAVID THANG (Adviser# 001001626) is a financial adviser registered with Australian Securities and Investments Commission (ASIC), Financial Advisers Register. The adviser role status is Ceased. The adviser start date is July 21, 2014.
| Register Name | Financial Advisers |
| Adviser Name | DAVID THANG |
| Adviser Number | 001001626 |
| Adviser Role | Financial Adviser |
| Adviser Role Status | Ceased |
| Adviser First Advice Year | 2014 |
| Financial Service (AFS) Licence |
Licence# 000246827 PHILLIP CAPITAL LIMITED |
| Licence ABN | 14002918247 |
| Adviser Start Date | 2014-07-21 |
| Adviser End Date | 2015-12-31 |
| Appointing Representative Name | PHILLIP CAPITAL LIMITED |
| Appointing Representative Number | 000246827 |
| Appointing Representative ABN | 14002918247 |
| Further Restrictions | Managed Investment Schemes, excluding IDPS |
|
| Licence Number | Licence Name | Adviser Date | Appointing Representative |
|---|---|---|---|
| 000246827 |
PHILLIP CAPITAL LIMITED
Further restrictions: Managed Investment Schemes, excluding IDPS |
2014-07-21 - 2015-12-31 | PHILLIP CAPITAL LIMITED |
| 000226347 | WEALTH WITHIN LIMITED | 2013-09-09 - 2014-05-07 | |
| 000229183 |
FAT PROPHETS PTY LTD
Licence controlled by: FAT PROPHETS HOLDINGS PTY LTD |
2009-11-16 - 2013-05-31 |
| Licence Name | PHILLIP CAPITAL LIMITED |
| Licence Number | 000246827 |
| Licence ABN | 14002918247 |
| Adviser Name | Licensee | Status | Start Date |
|---|---|---|---|
| MARK WILSON WISEMAN | Phillip Capital Limited | Current | 2018-06-29 |
| LAY CHIENG CHYE | Phillip Capital Limited | Ceased | 2017-03-01 |
| MICHAEL CORI | Phillip Capital Limited | Ceased | 2017-01-30 |
| NICK KATIFORIS | Phillip Capital Limited | Ceased | 2017-01-23 |
| ERWIN JOSEPH TAN | Phillip Capital Limited | Ceased | 2017-01-18 |
| RAHN CATO | Phillip Capital Limited | Ceased | 2016-10-26 |
| JEAN-FRANCOIS BERTINCOURT | Phillip Capital Limited | Ceased | 2016-09-22 |
| LACHLAN GRAEME OWEN | Phillip Capital Limited | Ceased | 2016-09-19 |
| DAVID XI ZHU | Phillip Capital Limited | Ceased | 2016-09-13 |
| LACHLAN GRAEME OWEN | Phillip Capital Limited | Ceased | 2016-09-12 |
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| Data Provider | Australian Securities and Investments Commission (ASIC), Financial Advisers Register |
| Jurisdiction | Australia |
| Related Datasets | Australian Businesses, Australian Companies |
This dataset includes 33 thousand financial advisers registered with Australian Securities and Investments Commission (ASIC), Financial Advisers Register. Australian Financial Services Licensees are required to keep the details of their financial advisers up to date on ASIC's Financial Advisers Register. Each financial adviser is registered with name, number, role status, ABN, first advice year, licence name and number, licence ABN, adviser start date and end date, appointing representative, disciplinary action, product authorisations, qualifications and training, memberships, etc.