RICHARD RANDALL ROBERTS MAGGI (Adviser# 001001713) is a financial adviser registered with Australian Securities and Investments Commission (ASIC), Financial Advisers Register. The adviser role status is Current. The adviser start date is February 18, 2003.
| Register Name | Financial Advisers |
| Adviser Name | RICHARD RANDALL ROBERTS MAGGI |
| Adviser Number | 001001713 |
| Adviser Role | Financial Adviser |
| Adviser Role Status | Current |
| Adviser First Advice Year | 1989 |
| Financial Service (AFS) Licence |
Licence# 000225715 WESTMOUNT SECURITIES PTY LTD |
| Licence ABN | 42090595289 |
| Adviser Start Date | 2003-02-18 |
| Appointing Representative Name | WESTMOUNT SECURITIES PTY LTD |
| Appointing Representative Number | 000225715 |
| Appointing Representative ABN | 42090595289 |
|
| Qualification / Degree | Institute / School |
|---|---|
| Certificate IV (Finance Broking) | Tribeca Education |
| Certificate in Financial Markets | Securities Institute of Australia |
| Certificate in Financial Markets | Securities Institute of Australia |
| Certified Financial Planner | Financial Planning Association of Australia |
| Certified Financial Planner | Financial Planning Association of Australia |
| Diploma of Financial Planning | Deakin University |
| Diploma of Financial Planning | Deakin University |
| Licence Number | Licence Name | Adviser Date | Appointing Representative |
|---|---|---|---|
| 000225715 | WESTMOUNT SECURITIES PTY LTD | 2003-02-18 - | WESTMOUNT SECURITIES PTY LTD |
| Licence Name | WESTMOUNT SECURITIES PTY LTD |
| Licence Number | 000225715 |
| Licence ABN | 42090595289 |
| Adviser Name | Licensee | Status | Start Date |
|---|---|---|---|
| JENNIFER COLLEEN HALBERG | Westmount Securities Pty Ltd | Current | 2016-02-22 |
| Adviser Name | Licensee | Status | Start Date |
|---|---|---|---|
| JENNIFER COLLEEN HALBERG | Westmount Securities Pty Ltd | Current | 2016-02-22 |
Please comment or provide details below to improve the information on .
| Data Provider | Australian Securities and Investments Commission (ASIC), Financial Advisers Register |
| Jurisdiction | Australia |
| Related Datasets | Australian Businesses, Australian Companies |
This dataset includes 33 thousand financial advisers registered with Australian Securities and Investments Commission (ASIC), Financial Advisers Register. Australian Financial Services Licensees are required to keep the details of their financial advisers up to date on ASIC's Financial Advisers Register. Each financial adviser is registered with name, number, role status, ABN, first advice year, licence name and number, licence ABN, adviser start date and end date, appointing representative, disciplinary action, product authorisations, qualifications and training, memberships, etc.