DIANNA CARLEN


Licensee: UNISUPER MANAGEMENT PTY. LTD.

DIANNA CARLEN (Adviser# 001002182) is a financial adviser registered with Australian Securities and Investments Commission (ASIC), Financial Advisers Register. The adviser role status is Current. The adviser start date is May 12, 2014.

Adviser Overview

Register Name Financial Advisers
Adviser Name DIANNA CARLEN
Adviser Number 001002182
Adviser Role Financial Adviser
Adviser Role Status Current
Adviser First Advice Year 1999
Financial Service (AFS) Licence Licence# 000235907
UNISUPER MANAGEMENT PTY. LTD.
Licence ABN 91006961799
Licence Controlled By UNISUPER LIMITED
Adviser Start Date 2014-05-12
Appointing Representative Name UNISUPER MANAGEMENT PTY. LTD.
Appointing Representative Number 000235907
Appointing Representative ABN 91006961799
Memberships Financial Planning Association of Australia (FPA)

Authorisations to provide financial product advice

  • DIANNA CARLEN
  • ·
  • Deposit Payment Non Basic Deposit
  • ·
  • Government Debenture
  • ·
  • Life Product Investment Life Insurance
  • ·
  • Life Product Life Risk Insurance
  • ·
  • Managed Investment Schemes Including IDPS
  • ·
  • Retirement Savings Account
  • ·
  • Securities
  • ·
  • Superannuation

Qualifications and training history

Qualification / Degree Institute / School
Advanced Diploma of Financial Services (Financial Planning) FINSIA
Certificate of Margin Lending & Geared Investments KAPLAN

Adviser employment history

Licence Number Licence Name Adviser Date Appointing Representative
000235907 UNISUPER MANAGEMENT PTY. LTD.
Licence controlled by: UNISUPER LIMITED
2014-05-12 - UNISUPER MANAGEMENT PTY. LTD.
000240959 ACTUATE ALLIANCE SERVICES PTY LTD
Licence controlled by: IOOF HOLDINGS LTD
2011-02-01 - 2012-09-30
000232705 HILLROSS FINANCIAL SERVICES LIMITED
Licence controlled by: AMP ADVICE HOLDINGS PTY LTD ~ AMP LIMITED [Date Ceased: 27/02/2016]
2009-02-01 - 2011-01-30

Licensee Information

Licence Name UNISUPER MANAGEMENT PTY. LTD.
Licence Number 000235907
Licence ABN 91006961799

Financial advisers with the same licensee

Adviser Name Licensee Status Start Date
PETRESE JILLIAN IVEY Unisuper Management Pty. Ltd. Current 2018-08-23
DAVID ANTHONY PARRY Unisuper Management Pty. Ltd. Current 2018-08-23
JAMES LAWRIE Unisuper Management Pty. Ltd. Current 2018-08-23
DAMIAN CAMPBELL Unisuper Management Pty. Ltd. Current 2018-08-23
ANGELINA SINGH Unisuper Management Pty. Ltd. Current 2018-07-09
ROBERT CAHILL Unisuper Management Pty. Ltd. Current 2018-06-04
JIALU XU Unisuper Management Pty. Ltd. Current 2018-05-28
JAMES WEYLER Unisuper Management Pty. Ltd. Current 2018-04-30
XIAOYIN XUE Unisuper Management Pty. Ltd. Current 2018-04-30
FRANCIS SAVIOUR CAMILLERI Unisuper Management Pty. Ltd. Current 2018-03-20

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Dataset Information


Data Provider Australian Securities and Investments Commission (ASIC), Financial Advisers Register
Jurisdiction Australia
Related Datasets Australian Businesses, Australian Companies

This dataset includes 33 thousand financial advisers registered with Australian Securities and Investments Commission (ASIC), Financial Advisers Register. Australian Financial Services Licensees are required to keep the details of their financial advisers up to date on ASIC's Financial Advisers Register. Each financial adviser is registered with name, number, role status, ABN, first advice year, licence name and number, licence ABN, adviser start date and end date, appointing representative, disciplinary action, product authorisations, qualifications and training, memberships, etc.