ANDREW CHARLES THOMPSON (Adviser# 001002284) is a financial adviser registered with Australian Securities and Investments Commission (ASIC), Financial Advisers Register. The adviser role status is Current. The adviser start date is March 1, 2016.
| Register Name | Financial Advisers |
| Adviser Name | ANDREW CHARLES THOMPSON |
| Adviser Number | 001002284 |
| Adviser Role | Financial Adviser |
| Adviser Role Status | Current |
| Adviser First Advice Year | 2008 |
| Financial Service (AFS) Licence |
Licence# 000481217 LUCERNE SERVICES PTY LTD |
| Adviser Start Date | 2016-03-01 |
| Appointing Representative Name | LUCERNE AUSTRALIA PTY LTD |
| Appointing Representative Number | 001237281 |
| Appointing Representative ABN | 84609346581 |
|
| Qualification / Degree | Institute / School |
|---|---|
| Certificate in Margin Lending and Geared Investements | KAPLAN Professional |
| Certificate in Margin Lending and Geared Investments | Kaplan |
| Diploma of Financial Services (Financial Planning) | KAPLAN Professional |
| Diploma of Financial Services (Financial Planning) | Kaplan |
| PS146 | Tribeca Learning |
| Licence Number | Licence Name | Adviser Date | Appointing Representative |
|---|---|---|---|
| 000481217 | LUCERNE SERVICES PTY LTD | 2016-03-01 - | LUCERNE AUSTRALIA PTY LTD |
| 000405897 | HORIZON INVESTMENT SOLUTIONS PTY LTD | 2015-12-08 - 2016-03-01 | LUCERNE AUSTRALIA PTY LTD |
| 000234666 | CANACCORD GENUITY (AUSTRALIA) LIMITED | 2008-10-14 - 2015-12-07 | CANACCORD GENUITY (AUSTRALIA) LIMITED |
| 000234666 | CANACCORD GENUITY (AUSTRALIA) LIMITED | 2008-09-01 - 2015-12-01 | |
| 000235407 | MORGANS CORPORATE LIMITED | 2004-07-01 - 2008-09-01 |
| Licence Name | LUCERNE SERVICES PTY LTD |
| Licence Number | 000481217 |
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| Data Provider | Australian Securities and Investments Commission (ASIC), Financial Advisers Register |
| Jurisdiction | Australia |
| Related Datasets | Australian Businesses, Australian Companies |
This dataset includes 33 thousand financial advisers registered with Australian Securities and Investments Commission (ASIC), Financial Advisers Register. Australian Financial Services Licensees are required to keep the details of their financial advisers up to date on ASIC's Financial Advisers Register. Each financial adviser is registered with name, number, role status, ABN, first advice year, licence name and number, licence ABN, adviser start date and end date, appointing representative, disciplinary action, product authorisations, qualifications and training, memberships, etc.