CHARLES LAURENCE FRASER


Licensee: SHADFORTH FINANCIAL GROUP LIMITED

CHARLES LAURENCE FRASER (Adviser# 001002335) is a financial adviser registered with Australian Securities and Investments Commission (ASIC), Financial Advisers Register. The adviser role status is Current. The adviser start date is August 9, 2017.

Adviser Overview

Register Name Financial Advisers
Adviser Name CHARLES LAURENCE FRASER
Adviser Number 001002335
Adviser Role Financial Adviser
Adviser Role Status Current
Adviser First Advice Year 2001
Financial Service (AFS) Licence Licence# 000318613
SHADFORTH FINANCIAL GROUP LIMITED
Licence ABN 27127508472
Licence Controlled By IOOF HOLDINGS LTD
Adviser Start Date 2017-08-09
Appointing Representative Name SHADFORTH FINANCIAL GROUP LIMITED
Appointing Representative Number 000318613
Appointing Representative ABN 27127508472
Memberships Financial Planning Association of Australia (FPA)

Authorisations to provide financial product advice

  • CHARLES LAURENCE FRASER
  • ·
  • Deposit Payment Non Basic Deposit
  • ·
  • Government Debenture
  • ·
  • Life Product Investment Life Insurance
  • ·
  • Life Product Life Risk Insurance
  • ·
  • Managed Investment Schemes Including IDPS
  • ·
  • Managed Investment Schemes MDA Service
  • ·
  • Retirement Savings Account
  • ·
  • Securities
  • ·
  • Superannuation
  • ·
  • Margin Lending Facility Standard

Qualifications and training history

Qualification / Degree Institute / School
Bachelor of Business Marketing - Queensland University of Technology
Diploma Of Financial Planning FPA/Deakin
Margin Lending & Geared Investments Kaplan Professional

Adviser employment history

Licence Number Licence Name Adviser Date Appointing Representative
000318613 SHADFORTH FINANCIAL GROUP LIMITED
Licence controlled by: IOOF HOLDINGS LTD
2017-08-09 - SHADFORTH FINANCIAL GROUP LIMITED
000302947 QUINTESSENTIAL FINANCIAL PLANNING LTD 2016-01-18 - 2017-08-01 LYNDHURST FAMILY ADVISORY PTY LTD
000236643 PERPETUAL TRUSTEE COMPANY LIMITED
Licence controlled by: PERPETUAL LIMITED
2005-01-11 - 2015-11-10 PERPETUAL TRUSTEE COMPANY LIMITED

Licensee Information

Licence Name SHADFORTH FINANCIAL GROUP LIMITED
Licence Number 000318613
Licence ABN 27127508472

Financial advisers with the same licensee

Adviser Name Licensee Status Start Date
RYAN LOVEDAY Shadforth Financial Group Limited Current 2018-08-08
DUNCAN MICHAEL CAREY Shadforth Financial Group Limited Current 2018-07-16
HE YING Shadforth Financial Group Limited Current 2018-07-13
AZHER ABBAS KHAN Shadforth Financial Group Limited Current 2018-07-05
KARL THEODORE SCHMIDT Shadforth Financial Group Limited Current 2018-07-03
RHIANNAN KAY SMIT Shadforth Financial Group Limited Current 2018-07-03
BRADLEY STUART MILLER Shadforth Financial Group Limited Current 2018-04-11
GEORGINA RAE SAVAGE Shadforth Financial Group Limited Current 2018-04-10
JASON ANTHONY KENNA Shadforth Financial Group Limited Current 2018-03-15
MATHEW WILLIAM BARRY MCDONALD Shadforth Financial Group Limited Current 2018-03-13

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Dataset Information


Data Provider Australian Securities and Investments Commission (ASIC), Financial Advisers Register
Jurisdiction Australia
Related Datasets Australian Businesses, Australian Companies

This dataset includes 33 thousand financial advisers registered with Australian Securities and Investments Commission (ASIC), Financial Advisers Register. Australian Financial Services Licensees are required to keep the details of their financial advisers up to date on ASIC's Financial Advisers Register. Each financial adviser is registered with name, number, role status, ABN, first advice year, licence name and number, licence ABN, adviser start date and end date, appointing representative, disciplinary action, product authorisations, qualifications and training, memberships, etc.