ALEX THOMAS


Licensee: FORSYTHS FINANCIAL SERVICES PTY LTD

ALEX THOMAS (Adviser# 001002590) is a financial adviser registered with Australian Securities and Investments Commission (ASIC), Financial Advisers Register. The adviser role status is Current. The adviser start date is September 14, 2017.

Adviser Overview

Register Name Financial Advisers
Adviser Name ALEX THOMAS
Adviser Number 001002590
Adviser Role Financial Adviser
Adviser Role Status Current
Adviser First Advice Year 2005
Financial Service (AFS) Licence Licence# 000259938
FORSYTHS FINANCIAL SERVICES PTY LTD
Licence ABN 89103898988
Licence Controlled By FORSYTHS BUSINESS SERVICES PTY LTD
Adviser Start Date 2017-09-14
Appointing Representative Name FORSYTHS FINANCIAL SERVICES PTY LTD
Appointing Representative Number 000259938
Appointing Representative ABN 89103898988
Memberships Financial Planning Association of Australia (FPA)

Authorisations to provide financial product advice

  • ALEX THOMAS
  • ·
  • Deposit Payment Non Basic Deposit
  • ·
  • Government Debenture
  • ·
  • Life Product Investment Life Insurance
  • ·
  • Life Product Life Risk Insurance
  • ·
  • Managed Investment Schemes Including IDPS
  • ·
  • Retirement Savings Account
  • ·
  • Superannuation
  • ·
  • All Securities

Qualifications and training history

Qualification / Degree Institute / School
Advanced Diploma in Financial Services (Financial Planning) Kaplan Professional
Bachelor of Arts University of New England
Diploma of Financial Services (Financial Planning) FINSIA
Graduate Certificate in IT University of New England

Adviser employment history

Licence Number Licence Name Adviser Date Appointing Representative
000259938 FORSYTHS FINANCIAL SERVICES PTY LTD
Licence controlled by: FORSYTHS BUSINESS SERVICES PTY LTD
2017-09-14 - FORSYTHS FINANCIAL SERVICES PTY LTD
000230686 NATIONAL AUSTRALIA BANK LIMITED
Licence controlled by: NATIONAL AUSTRALIA BANK LIMITED
Further restrictions: Include Margin Lending on the Moneysmart register for authorised products
2008-06-02 - 2017-03-24 NATIONAL AUSTRALIA BANK LIMITED

Licensee Information

Licence Name FORSYTHS FINANCIAL SERVICES PTY LTD
Licence Number 000259938
Licence ABN 89103898988

Financial advisers with the same licensee

Adviser Name Licensee Status Start Date
WILLIAM BEN LOCKWOOD Forsyths Financial Services Pty Ltd Current 2016-10-04
LARA JOANNE GILL Forsyths Financial Services Pty Ltd Current 2015-12-10
JULIE ANN SHERWOOD Forsyths Financial Services Pty Ltd Current 2015-09-25
CRAIG BENHAM Forsyths Financial Services Pty Ltd Current 2006-11-10
JAMES WALLACE Forsyths Financial Services Pty Ltd Ceased 2005-07-20

Financial advisers with the same licensee

Adviser Name Licensee Status Start Date
WILLIAM BEN LOCKWOOD Forsyths Financial Services Pty Ltd Current 2016-10-04
LARA JOANNE GILL Forsyths Financial Services Pty Ltd Current 2015-12-10
JULIE ANN SHERWOOD Forsyths Financial Services Pty Ltd Current 2015-09-25
CRAIG BENHAM Forsyths Financial Services Pty Ltd Current 2006-11-10
JAMES WALLACE Forsyths Financial Services Pty Ltd Ceased 2005-07-20

Competitor

Search similar business entities

Improve Information

Please comment or provide details below to improve the information on .

Dataset Information


Data Provider Australian Securities and Investments Commission (ASIC), Financial Advisers Register
Jurisdiction Australia
Related Datasets Australian Businesses, Australian Companies

This dataset includes 33 thousand financial advisers registered with Australian Securities and Investments Commission (ASIC), Financial Advisers Register. Australian Financial Services Licensees are required to keep the details of their financial advisers up to date on ASIC's Financial Advisers Register. Each financial adviser is registered with name, number, role status, ABN, first advice year, licence name and number, licence ABN, adviser start date and end date, appointing representative, disciplinary action, product authorisations, qualifications and training, memberships, etc.