ALEX THOMAS (Adviser# 001002590) is a financial adviser registered with Australian Securities and Investments Commission (ASIC), Financial Advisers Register. The adviser role status is Current. The adviser start date is September 14, 2017.
| Register Name | Financial Advisers |
| Adviser Name | ALEX THOMAS |
| Adviser Number | 001002590 |
| Adviser Role | Financial Adviser |
| Adviser Role Status | Current |
| Adviser First Advice Year | 2005 |
| Financial Service (AFS) Licence |
Licence# 000259938 FORSYTHS FINANCIAL SERVICES PTY LTD |
| Licence ABN | 89103898988 |
| Licence Controlled By | FORSYTHS BUSINESS SERVICES PTY LTD |
| Adviser Start Date | 2017-09-14 |
| Appointing Representative Name | FORSYTHS FINANCIAL SERVICES PTY LTD |
| Appointing Representative Number | 000259938 |
| Appointing Representative ABN | 89103898988 |
| Memberships | Financial Planning Association of Australia (FPA) |
|
| Qualification / Degree | Institute / School |
|---|---|
| Advanced Diploma in Financial Services (Financial Planning) | Kaplan Professional |
| Bachelor of Arts | University of New England |
| Diploma of Financial Services (Financial Planning) | FINSIA |
| Graduate Certificate in IT | University of New England |
| Licence Number | Licence Name | Adviser Date | Appointing Representative |
|---|---|---|---|
| 000259938 |
FORSYTHS FINANCIAL SERVICES PTY LTD
Licence controlled by: FORSYTHS BUSINESS SERVICES PTY LTD |
2017-09-14 - | FORSYTHS FINANCIAL SERVICES PTY LTD |
| 000230686 |
NATIONAL AUSTRALIA BANK LIMITED
Licence controlled by: NATIONAL AUSTRALIA BANK LIMITED Further restrictions: Include Margin Lending on the Moneysmart register for authorised products |
2008-06-02 - 2017-03-24 | NATIONAL AUSTRALIA BANK LIMITED |
| Licence Name | FORSYTHS FINANCIAL SERVICES PTY LTD |
| Licence Number | 000259938 |
| Licence ABN | 89103898988 |
| Adviser Name | Licensee | Status | Start Date |
|---|---|---|---|
| WILLIAM BEN LOCKWOOD | Forsyths Financial Services Pty Ltd | Current | 2016-10-04 |
| LARA JOANNE GILL | Forsyths Financial Services Pty Ltd | Current | 2015-12-10 |
| JULIE ANN SHERWOOD | Forsyths Financial Services Pty Ltd | Current | 2015-09-25 |
| CRAIG BENHAM | Forsyths Financial Services Pty Ltd | Current | 2006-11-10 |
| JAMES WALLACE | Forsyths Financial Services Pty Ltd | Ceased | 2005-07-20 |
| Adviser Name | Licensee | Status | Start Date |
|---|---|---|---|
| WILLIAM BEN LOCKWOOD | Forsyths Financial Services Pty Ltd | Current | 2016-10-04 |
| LARA JOANNE GILL | Forsyths Financial Services Pty Ltd | Current | 2015-12-10 |
| JULIE ANN SHERWOOD | Forsyths Financial Services Pty Ltd | Current | 2015-09-25 |
| CRAIG BENHAM | Forsyths Financial Services Pty Ltd | Current | 2006-11-10 |
| JAMES WALLACE | Forsyths Financial Services Pty Ltd | Ceased | 2005-07-20 |
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| Data Provider | Australian Securities and Investments Commission (ASIC), Financial Advisers Register |
| Jurisdiction | Australia |
| Related Datasets | Australian Businesses, Australian Companies |
This dataset includes 33 thousand financial advisers registered with Australian Securities and Investments Commission (ASIC), Financial Advisers Register. Australian Financial Services Licensees are required to keep the details of their financial advisers up to date on ASIC's Financial Advisers Register. Each financial adviser is registered with name, number, role status, ABN, first advice year, licence name and number, licence ABN, adviser start date and end date, appointing representative, disciplinary action, product authorisations, qualifications and training, memberships, etc.