KENNETH ROXBURGH HELSBY


Licensee: ROXBURGH SECURITIES PTY LTD

KENNETH ROXBURGH HELSBY (Adviser# 001002683) is a financial adviser registered with Australian Securities and Investments Commission (ASIC), Financial Advisers Register. The adviser role status is Current. The adviser start date is November 7, 2003.

Adviser Overview

Register Name Financial Advisers
Adviser Name KENNETH ROXBURGH HELSBY
Adviser Number 001002683
Adviser Role Financial Adviser
Adviser Role Status Current
Adviser ABN 59387455279
Adviser First Advice Year 1986
Financial Service (AFS) Licence Licence# 000235311
ROXBURGH SECURITIES PTY LTD
Licence ABN 83009199740
Adviser Start Date 2003-11-07
Appointing Representative Name ROXBURGH SECURITIES PTY LTD
Appointing Representative Number 000235311
Appointing Representative ABN 83009199740
Memberships Association of Independently Owned Financial Professionals (AIOFP)

Authorisations to provide financial product advice

  • KENNETH ROXBURGH HELSBY
  • ·
  • Deposit Payment Non Basic Deposit
  • ·
  • Government Debenture
  • ·
  • Life Product Investment Life Insurance
  • ·
  • Managed Investment Schemes Including IDPS
  • ·
  • Retirement Savings Account
  • ·
  • Securities
  • ·
  • Superannuation
  • ·
  • Miscellaneous Financial Investment Products

Qualifications and training history

Qualification / Degree Institute / School
Bachelor of Business WA Institute of Technology (now Curtin University)
Finance Broking Practice 2 TAFE
Financial Analysis & Valuation Securities Institute (now FINSIA)
Property Investment Analysis & Applied Portfolio Management Securities Institute
Securities Industry Law & Ethics Securities Institute

Adviser employment history

Licence Number Licence Name Adviser Date Appointing Representative
000235311 ROXBURGH SECURITIES PTY LTD 2003-11-07 - ROXBURGH SECURITIES PTY LTD

Licensee Information

Licence Name ROXBURGH SECURITIES PTY LTD
Licence Number 000235311
Licence ABN 83009199740

Financial advisers with the same licensee

Adviser Name Licensee Status Start Date
AMY ELIZABETH RYAN Roxburgh Securities Pty Ltd Current 2015-01-06

Financial advisers with the same licensee

Adviser Name Licensee Status Start Date
AMY ELIZABETH RYAN Roxburgh Securities Pty Ltd Current 2015-01-06

Competitor

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Dataset Information


Data Provider Australian Securities and Investments Commission (ASIC), Financial Advisers Register
Jurisdiction Australia
Related Datasets Australian Businesses, Australian Companies

This dataset includes 33 thousand financial advisers registered with Australian Securities and Investments Commission (ASIC), Financial Advisers Register. Australian Financial Services Licensees are required to keep the details of their financial advisers up to date on ASIC's Financial Advisers Register. Each financial adviser is registered with name, number, role status, ABN, first advice year, licence name and number, licence ABN, adviser start date and end date, appointing representative, disciplinary action, product authorisations, qualifications and training, memberships, etc.