KENNETH ROXBURGH HELSBY (Adviser# 001002683) is a financial adviser registered with Australian Securities and Investments Commission (ASIC), Financial Advisers Register. The adviser role status is Current. The adviser start date is November 7, 2003.
Register Name | Financial Advisers |
Adviser Name | KENNETH ROXBURGH HELSBY |
Adviser Number | 001002683 |
Adviser Role | Financial Adviser |
Adviser Role Status | Current |
Adviser ABN | 59387455279 |
Adviser First Advice Year | 1986 |
Financial Service (AFS) Licence |
Licence# 000235311 ROXBURGH SECURITIES PTY LTD |
Licence ABN | 83009199740 |
Adviser Start Date | 2003-11-07 |
Appointing Representative Name | ROXBURGH SECURITIES PTY LTD |
Appointing Representative Number | 000235311 |
Appointing Representative ABN | 83009199740 |
Memberships | Association of Independently Owned Financial Professionals (AIOFP) |
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Qualification / Degree | Institute / School |
---|---|
Bachelor of Business | WA Institute of Technology (now Curtin University) |
Finance Broking Practice 2 | TAFE |
Financial Analysis & Valuation | Securities Institute (now FINSIA) |
Property Investment Analysis & Applied Portfolio Management | Securities Institute |
Securities Industry Law & Ethics | Securities Institute |
Licence Number | Licence Name | Adviser Date | Appointing Representative |
---|---|---|---|
000235311 | ROXBURGH SECURITIES PTY LTD | 2003-11-07 - | ROXBURGH SECURITIES PTY LTD |
Licence Name | ROXBURGH SECURITIES PTY LTD |
Licence Number | 000235311 |
Licence ABN | 83009199740 |
Adviser Name | Licensee | Status | Start Date |
---|---|---|---|
AMY ELIZABETH RYAN | Roxburgh Securities Pty Ltd | Current | 2015-01-06 |
Adviser Name | Licensee | Status | Start Date |
---|---|---|---|
AMY ELIZABETH RYAN | Roxburgh Securities Pty Ltd | Current | 2015-01-06 |
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Data Provider | Australian Securities and Investments Commission (ASIC), Financial Advisers Register |
Jurisdiction | Australia |
Related Datasets | Australian Businesses, Australian Companies |
This dataset includes 33 thousand financial advisers registered with Australian Securities and Investments Commission (ASIC), Financial Advisers Register. Australian Financial Services Licensees are required to keep the details of their financial advisers up to date on ASIC's Financial Advisers Register. Each financial adviser is registered with name, number, role status, ABN, first advice year, licence name and number, licence ABN, adviser start date and end date, appointing representative, disciplinary action, product authorisations, qualifications and training, memberships, etc.