ADAM FROST (Adviser# 001002837) is a financial adviser registered with Australian Securities and Investments Commission (ASIC), Financial Advisers Register. The adviser role status is Current. The adviser start date is February 21, 2018.
| Register Name | Financial Advisers |
| Adviser Name | ADAM FROST |
| Adviser Number | 001002837 |
| Adviser Role | Financial Adviser |
| Adviser Role Status | Current |
| Adviser First Advice Year | 2013 |
| Financial Service (AFS) Licence |
Licence# 000232514 INDUSTRY FUND SERVICES LIMITED |
| Licence ABN | 54007016195 |
| Licence Controlled By | INDUSTRY SUPER HOLDINGS PTY. LTD. |
| Adviser Start Date | 2018-02-21 |
| Appointing Representative Name | INDUSTRY FUND SERVICES LIMITED |
| Appointing Representative Number | 000232514 |
| Appointing Representative ABN | 54007016195 |
| Further Restrictions | Scope of Authority: Restricted(a) provide financial product advice for the following classes of financial products:(i) deposit and payment products limited to:(A) basic deposit products;(B) deposit products other than basic deposit products;(ii) debentures, stocks or bonds issued or proposed to be issued by a Government;(iii) life products including:(A) investment life insurance products as well as any products issued by aRegistered Life Insurance Company that are backed by one or more of itsstatutory funds; and(B) life risk insurance products as well as any products issued by a RegisteredLife Insurance Company that are backed by one or more of its statutoryfunds;(iv) interests in managed investment schemes;(v) securities; and(vi) superannuation, excluding Self Managed Superannuation Funds (SMSFs);(b) deal in a financial product by:(i) applying for, acquiring, varying or disposing of a financial product on behalf ofanother person in respect of the following classes of products:(A) deposit and payment products |
|
| Qualification / Degree | Institute / School |
|---|---|
| Diploma of Financial Planning | Kaplan Professional |
| Licence Number | Licence Name | Adviser Date | Appointing Representative |
|---|---|---|---|
| 000232514 |
INDUSTRY FUND SERVICES LIMITED
Licence controlled by: INDUSTRY SUPER HOLDINGS PTY. LTD. Further restrictions: Scope of Authority: Restricted(a) provide financial product advice for the following classes of financial products:(i) deposit and payment products limited to:(A) basic deposit products;(B) deposit products other than basic deposit products;(ii) debentures, stocks or bonds issued or proposed to be issued by a Government;(iii) life products including:(A) investment life insurance products as well as any products issued by aRegistered Life Insurance Company that are backed by one or more of itsstatutory funds; and(B) life risk insurance products as well as any products issued by a RegisteredLife Insurance Company that are backed by one or more of its statutoryfunds;(iv) interests in managed investment schemes;(v) securities; and(vi) superannuation, excluding Self Managed Superannuation Funds (SMSFs);(b) deal in a financial product by:(i) applying for, acquiring, varying or disposing of a financial product on behalf ofanother person in respect of the following classes of products:(A) deposit and payment products |
2018-02-21 - | INDUSTRY FUND SERVICES LIMITED |
| 000231139 |
COMMONWEALTH FINANCIAL PLANNING LIMITED
Licence controlled by: COMMONWEALTH BANK OF AUSTRALIA Further restrictions: Not authorised to provide personal advice on Securities; SMSF; Standard Margin Lending. |
2013-08-16 - 2015-04-27 | COMMONWEALTH FINANCIAL PLANNING LIMITED |
| Licence Name | INDUSTRY FUND SERVICES LIMITED |
| Licence Number | 000232514 |
| Licence ABN | 54007016195 |
| Adviser Name | Licensee | Status | Start Date |
|---|---|---|---|
| HENRIQUE LEONG | Industry Fund Services Limited | Current | 2018-08-27 |
| CHARLES HORDERN-GIBBINGS | Industry Fund Services Limited | Current | 2018-08-27 |
| SIGRID LARSEN | Industry Fund Services Limited | Current | 2018-08-27 |
| JESSICA FRY | Industry Fund Services Limited | Current | 2018-08-22 |
| DIMITRIOS MARAMIS | Industry Fund Services Limited | Current | 2018-08-09 |
| MARK JEFFERY VINCENT | Industry Fund Services Limited | Current | 2018-06-07 |
| MATTHEW PAUL STRICKLAND | Industry Fund Services Limited | Current | 2018-05-10 |
| LOUIS LIN | Industry Fund Services Limited | Current | 2018-03-26 |
| SHANNON WILLIAM GARDNER | Industry Fund Services Limited | Current | 2018-03-14 |
| REBECCA WATT | Industry Fund Services Limited | Ceased | 2018-02-12 |
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| Data Provider | Australian Securities and Investments Commission (ASIC), Financial Advisers Register |
| Jurisdiction | Australia |
| Related Datasets | Australian Businesses, Australian Companies |
This dataset includes 33 thousand financial advisers registered with Australian Securities and Investments Commission (ASIC), Financial Advisers Register. Australian Financial Services Licensees are required to keep the details of their financial advisers up to date on ASIC's Financial Advisers Register. Each financial adviser is registered with name, number, role status, ABN, first advice year, licence name and number, licence ABN, adviser start date and end date, appointing representative, disciplinary action, product authorisations, qualifications and training, memberships, etc.