RICKY BAKER


Licensee: STONEHOUSE FINANCIAL SERVICES PTY LTD

RICKY BAKER (Adviser# 001002944) is a financial adviser registered with Australian Securities and Investments Commission (ASIC), Financial Advisers Register. The adviser role status is Current. The adviser start date is December 12, 2016.

Adviser Overview

Register Name Financial Advisers
Adviser Name RICKY BAKER
Adviser Number 001002944
Adviser Role Financial Adviser
Adviser Role Status Current
Adviser First Advice Year 2012
Financial Service (AFS) Licence Licence# 000292469
STONEHOUSE FINANCIAL SERVICES PTY LTD
Licence ABN 81112548419
Adviser Start Date 2016-12-12
Appointing Representative Name STONEHOUSE FINANCIAL SERVICES PTY LTD
Appointing Representative Number 000292469
Appointing Representative ABN 81112548419
Memberships Financial Planning Association of Australia (FPA)

Authorisations to provide financial product advice

  • RICKY BAKER
  • ·
  • Deposit Payment Non Basic Deposit
  • ·
  • Government Debenture
  • ·
  • Life Product Investment Life Insurance
  • ·
  • Life Product Life Risk Insurance
  • ·
  • Managed Investment Schemes Including IDPS
  • ·
  • Retirement Savings Account
  • ·
  • Securities
  • ·
  • Superannuation
  • ·
  • Margin Lending Facility Standard

Qualifications and training history

Qualification / Degree Institute / School
Diploma of Financial Planning Kaplan Professional

Adviser employment history

Licence Number Licence Name Adviser Date Appointing Representative
000292469 STONEHOUSE FINANCIAL SERVICES PTY LTD 2016-12-12 - STONEHOUSE FINANCIAL SERVICES PTY LTD
000231139 COMMONWEALTH FINANCIAL PLANNING LIMITED
Licence controlled by: COMMONWEALTH BANK OF AUSTRALIA
Further restrictions: Not authorised to provide personal advice on Securities; SMSF; Standard Margin Lending.
2012-09-21 - 2016-02-03 COMMONWEALTH FINANCIAL PLANNING LIMITED

Licensee Information

Licence Name STONEHOUSE FINANCIAL SERVICES PTY LTD
Licence Number 000292469
Licence ABN 81112548419

Financial advisers with the same licensee

Adviser Name Licensee Status Start Date
MARTIN DAVID BAKER Stonehouse Financial Services Pty Ltd Current 2017-03-16
JON PAPINCZAK Stonehouse Financial Services Pty Ltd Current 2015-12-01
BRIAN WYBORN Stonehouse Financial Services Pty Ltd Ceased 2015-12-01
DECLAN JAMES ROBERT BAKER Stonehouse Financial Services Pty Ltd Current 2015-02-01
NICHOLAS JOHN WEBB Stonehouse Financial Services Pty Ltd Current 2012-06-26
KANE ADDISON JOHN LIVINGSTONE Stonehouse Financial Services Pty Ltd Current 2010-03-01
JEREMY ZALMAN CHIEL Stonehouse Financial Services Pty Ltd Current 2010-03-01
MARK LINTON STEWART Stonehouse Financial Services Pty Ltd Current 2007-08-06
ANDREW MARK STEWART Stonehouse Financial Services Pty Ltd Current 2006-02-17
MICHAEL KEVIN STEWART Stonehouse Financial Services Pty Ltd Current 2006-02-17

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Dataset Information


Data Provider Australian Securities and Investments Commission (ASIC), Financial Advisers Register
Jurisdiction Australia
Related Datasets Australian Businesses, Australian Companies

This dataset includes 33 thousand financial advisers registered with Australian Securities and Investments Commission (ASIC), Financial Advisers Register. Australian Financial Services Licensees are required to keep the details of their financial advisers up to date on ASIC's Financial Advisers Register. Each financial adviser is registered with name, number, role status, ABN, first advice year, licence name and number, licence ABN, adviser start date and end date, appointing representative, disciplinary action, product authorisations, qualifications and training, memberships, etc.