MARK ROTENSTEIN (Adviser# 001004304) is a financial adviser registered with Australian Securities and Investments Commission (ASIC), Financial Advisers Register. The adviser role status is Ceased. The adviser start date is April 20, 2015.
| Register Name | Financial Advisers |
| Adviser Name | MARK ROTENSTEIN |
| Adviser Number | 001004304 |
| Adviser Role | Financial Adviser |
| Adviser Role Status | Ceased |
| Adviser First Advice Year | 2015 |
| Financial Service (AFS) Licence |
Licence# 000366121 AMP DIRECT PTY LTD |
| Licence ABN | 15139353496 |
| Licence Controlled By |
AMP ADVICE HOLDINGS PTY LTD AMP LIMITED [Date Ceased: 27/02/2016] |
| Adviser Start Date | 2015-04-20 |
| Adviser End Date | 2016-03-31 |
| Appointing Representative Name | AMP DIRECT PTY LTD |
| Appointing Representative Number | 000366121 |
| Appointing Representative ABN | 15139353496 |
| Further Restrictions | MDA services are restricted to Limited Authority to Operate services. One off licensee approval is required for all products which are either not on the approved product list or Derivatives. |
|
| Qualification / Degree | Institute / School |
|---|---|
| Bachelor of Commerce (Marketing) | University of New South Wales (NSW) |
| Diploma of Financial Planning | Pinnacle Financial Services Academy Pty Ltd |
| Licence Number | Licence Name | Adviser Date | Appointing Representative |
|---|---|---|---|
| 000366121 |
AMP DIRECT PTY LTD
Licence controlled by: AMP ADVICE HOLDINGS PTY LTD ~ AMP LIMITED [Date Ceased: 27/02/2016] Further restrictions: MDA services are restricted to Limited Authority to Operate services. One off licensee approval is required for all products which are either not on the approved product list or Derivatives. |
2015-04-20 - 2016-03-31 | AMP DIRECT PTY LTD |
| 000232706 |
AMP FINANCIAL PLANNING PTY LIMITED
Licence controlled by: AMP ADVICE HOLDINGS PTY LTD ~ AMP LIMITED [Date Ceased: 27/02/2016] Further restrictions: Authorised in MDA services, which is restricted to Limited Authority to Operate services.One off licensee approval is required for all products which are either not on the approved product list or Derivatives. |
2014-12-02 - | AMP FINANCIAL PLANNING PTY LIMITED |
| Licence Name | AMP DIRECT PTY LTD |
| Licence Number | 000366121 |
| Licence ABN | 15139353496 |
| Adviser Name | Licensee | Status | Start Date |
|---|---|---|---|
| SAMIUL DISHAN | Amp Direct Pty Ltd | Ceased | 2016-03-21 |
| RONALD KOON SUN PAT | Amp Direct Pty Ltd | Ceased | 2012-10-02 |
| Adviser Name | Licensee | Status | Start Date |
|---|---|---|---|
| SAMIUL DISHAN | Amp Direct Pty Ltd | Ceased | 2016-03-21 |
| RONALD KOON SUN PAT | Amp Direct Pty Ltd | Ceased | 2012-10-02 |
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| Data Provider | Australian Securities and Investments Commission (ASIC), Financial Advisers Register |
| Jurisdiction | Australia |
| Related Datasets | Australian Businesses, Australian Companies |
This dataset includes 33 thousand financial advisers registered with Australian Securities and Investments Commission (ASIC), Financial Advisers Register. Australian Financial Services Licensees are required to keep the details of their financial advisers up to date on ASIC's Financial Advisers Register. Each financial adviser is registered with name, number, role status, ABN, first advice year, licence name and number, licence ABN, adviser start date and end date, appointing representative, disciplinary action, product authorisations, qualifications and training, memberships, etc.