GYTRI SETHI


Licensee: LA VERNE CAPITAL PTY LTD

GYTRI SETHI (Adviser# 001004363) is a financial adviser registered with Australian Securities and Investments Commission (ASIC), Financial Advisers Register. The adviser role status is Current. The adviser start date is November 6, 2017.

Adviser Overview

Register Name Financial Advisers
Adviser Name GYTRI SETHI
Adviser Number 001004363
Adviser Role Financial Adviser
Adviser Role Status Current
Adviser First Advice Year 2014
Financial Service (AFS) Licence Licence# 000482937
LA VERNE CAPITAL PTY LTD
Licence Controlled By Charu GOSWAMI
Adviser Start Date 2017-11-06
Appointing Representative Name BELLA VISTA FINANCIAL SERVICES PTY LTD
Appointing Representative Number 001259599
Appointing Representative ABN 68618405922

Authorisations to provide financial product advice

  • GYTRI SETHI
  • ·
  • Deposit Payment Non Basic Deposit
  • ·
  • Government Debenture
  • ·
  • Life Product Investment Life Insurance
  • ·
  • Life Product Life Risk Insurance
  • ·
  • Managed Investment Schemes Including IDPS
  • ·
  • Retirement Savings Account
  • ·
  • Securities
  • ·
  • Superannuation

Qualifications and training history

Qualification / Degree Institute / School
Diploma of Financial Services (Financial Planning) Traineeship Management Australia (TMA)

Adviser employment history

Licence Number Licence Name Adviser Date Appointing Representative
000482937 LA VERNE CAPITAL PTY LTD
Licence controlled by: Charu GOSWAMI
2017-11-06 - BELLA VISTA FINANCIAL SERVICES PTY LTD
000232706 AMP FINANCIAL PLANNING PTY LIMITED
Licence controlled by: AMP ADVICE HOLDINGS PTY LTD ~ AMP LIMITED [Date Ceased: 27/02/2016]
Further restrictions: Authorised in MDA services, which is restricted to Limited Authority to Operate services.One off licensee approval is required for all products which are either not on the approved product list or Derivatives.
2016-11-15 - 2017-03-11 AMP FINANCIAL PLANNING PTY LIMITED
000232705 HILLROSS FINANCIAL SERVICES LIMITED
Licence controlled by: AMP ADVICE HOLDINGS PTY LTD ~ AMP LIMITED [Date Ceased: 27/02/2016]
Further restrictions: Authorised in MDA services, which is restricted to Limited Authority to Operate services.One off licensee approval is required for all products which are either not on the approved product list or Derivatives.
2015-12-23 - 2016-11-15 HILLROSS FINANCIAL SERVICES LIMITED
000232706 AMP FINANCIAL PLANNING PTY LIMITED
Licence controlled by: AMP ADVICE HOLDINGS PTY LTD ~ AMP LIMITED [Date Ceased: 27/02/2016]
Further restrictions: MDA services are restricted to Limited Authority to Operate services. One off licensee approval is required for all products which are either not on the approved product list or Derivatives.
2014-08-04 - 2015-12-23 AMP FINANCIAL PLANNING PTY LIMITED

Licensee Information

Licence Name LA VERNE CAPITAL PTY LTD
Licence Number 000482937

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Dataset Information


Data Provider Australian Securities and Investments Commission (ASIC), Financial Advisers Register
Jurisdiction Australia
Related Datasets Australian Businesses, Australian Companies

This dataset includes 33 thousand financial advisers registered with Australian Securities and Investments Commission (ASIC), Financial Advisers Register. Australian Financial Services Licensees are required to keep the details of their financial advisers up to date on ASIC's Financial Advisers Register. Each financial adviser is registered with name, number, role status, ABN, first advice year, licence name and number, licence ABN, adviser start date and end date, appointing representative, disciplinary action, product authorisations, qualifications and training, memberships, etc.