DIANA WATKINS-BAKER


Licensee: AUSTRALIAN UNITY PERSONAL FINANCIAL SERVICES LTD

DIANA WATKINS-BAKER (Adviser# 001004924) is a financial adviser registered with Australian Securities and Investments Commission (ASIC), Financial Advisers Register. The adviser role status is Current. The adviser start date is February 19, 2018.

Adviser Overview

Register Name Financial Advisers
Adviser Name DIANA WATKINS-BAKER
Adviser Number 001004924
Adviser Role Financial Adviser
Adviser Role Status Current
Adviser First Advice Year 1998
Financial Service (AFS) Licence Licence# 000234459
AUSTRALIAN UNITY PERSONAL FINANCIAL SERVICES LTD
Licence ABN 26098725145
Licence Controlled By AUSTRALIAN UNITY LIMITED
Adviser Start Date 2018-02-19
Appointing Representative Name AUSTRALIAN UNITY PERSONAL FINANCIAL SERVICES LTD
Appointing Representative Number 000234459
Appointing Representative ABN 26098725145
Memberships Financial Planning Association of Australia (FPA)

Authorisations to provide financial product advice

  • DIANA WATKINS-BAKER
  • ·
  • Deposit Payment Non Basic Deposit
  • ·
  • Government Debenture
  • ·
  • Life Product Life Risk Insurance
  • ·
  • Managed Investment Schemes Including IDPS
  • ·
  • Retirement Savings Account
  • ·
  • Securities
  • ·
  • Superannuation
  • ·
  • Margin Lending Facility Standard

Qualifications and training history

Qualification / Degree Institute / School
Certificate IV in Financial Services (Finance/Mortgage Broking) TMA
Certificate in Margin Lending & Geared Investments Kaplan
Certificate in Self Managed Super Funds Tribeca
Certified Financial Planner FPA
Diploma of Financial Planning Deakin University

Adviser employment history

Licence Number Licence Name Adviser Date Appointing Representative
000234459 AUSTRALIAN UNITY PERSONAL FINANCIAL SERVICES LTD
Licence controlled by: AUSTRALIAN UNITY LIMITED
2018-02-19 - AUSTRALIAN UNITY PERSONAL FINANCIAL SERVICES LTD
000246638 INTERPRAC FINANCIAL PLANNING PTY LTD
Licence controlled by: INTERPRAC LTD. ~ INTERPRAC PTY LTD [Date Ceased: 15/12/2017] ~ SEQUOIA FINANCIAL GROUP LTD
2017-03-06 - 2018-02-02 INTERPRAC FINANCIAL PLANNING PTY LTD
000391761 TIERNAN PARSONS FINANCIAL SERVICES PTY. LTD. 2011-02-01 - 2017-01-18 TIERNAN PARSONS FINANCIAL SERVICES PTY. LTD.

Licensee Information

Licence Name AUSTRALIAN UNITY PERSONAL FINANCIAL SERVICES LTD
Licence Number 000234459
Licence ABN 26098725145

Financial advisers with the same licensee

Adviser Name Licensee Status Start Date
ANDREW BRONNEBERG Australian Unity Personal Financial Services Ltd Current 2018-07-17
PAUL RICHARD YEOMAN Australian Unity Personal Financial Services Ltd Current 2018-07-17
GABRIEL ORZOI Australian Unity Personal Financial Services Ltd Current 2018-07-04
GEOFFREY ALAN IVANAC Australian Unity Personal Financial Services Ltd Current 2018-07-02
NATHANIEL LUKE PETER CHELL Australian Unity Personal Financial Services Ltd Current 2018-06-26
MELINDA ANNE REID Australian Unity Personal Financial Services Ltd Current 2018-06-26
SHARLENE HALVORSEN Australian Unity Personal Financial Services Ltd Current 2018-06-20
DANIEL LEE SILVESTRI Australian Unity Personal Financial Services Ltd Current 2018-06-20
WILLIAM JACK KELLY Australian Unity Personal Financial Services Ltd Current 2018-05-18
LYNDA MONIQUE SEXTON Australian Unity Personal Financial Services Ltd Current 2018-05-18

Competitor

Search similar business entities

Improve Information

Please comment or provide details below to improve the information on .

Dataset Information


Data Provider Australian Securities and Investments Commission (ASIC), Financial Advisers Register
Jurisdiction Australia
Related Datasets Australian Businesses, Australian Companies

This dataset includes 33 thousand financial advisers registered with Australian Securities and Investments Commission (ASIC), Financial Advisers Register. Australian Financial Services Licensees are required to keep the details of their financial advisers up to date on ASIC's Financial Advisers Register. Each financial adviser is registered with name, number, role status, ABN, first advice year, licence name and number, licence ABN, adviser start date and end date, appointing representative, disciplinary action, product authorisations, qualifications and training, memberships, etc.