PHILLIP CLAYTON THOMPSON

Licensee: RISE FINANCIAL PTY LTD

PHILLIP CLAYTON THOMPSON (Adviser# 001005120) is a financial adviser registered with Australian Securities and Investments Commission (ASIC), Financial Advisers Register. The adviser role status is Current. The adviser start date is June 5, 2007.

Adviser Overview

Register Name Financial Advisers
Adviser Name PHILLIP CLAYTON THOMPSON
Adviser Number 001005120
Adviser Role Financial Adviser
Adviser Role Status Current
Adviser First Advice Year 1997
Financial Service (AFS) Licence Licence# 000311718
RISE FINANCIAL PTY LTD
Adviser Start Date 2007-06-05
Appointing Representative Name RISE FINANCIAL PTY LTD
Appointing Representative Number 000311718
Memberships Financial Planning Association of Australia (FPA)
Independent Financial Advisers Association of Australia (IFAAA)

Authorisations to provide financial product advice

  • PHILLIP CLAYTON THOMPSON
  • ·
  • Deposit Payment Non Basic Deposit
  • ·
  • Government Debenture
  • ·
  • Life Product Investment Life Insurance
  • ·
  • Life Product Life Risk Insurance
  • ·
  • Managed Investment Schemes Including IDPS
  • ·
  • Retirement Savings Account
  • ·
  • Securities
  • ·
  • Superannuation
  • ·
  • Margin Lending Facility Standard

Qualifications and training history

Qualification / Degree Institute / School
Bachelor of Commerce Australian National University
Certified Financial Planner Financial Planning Association
Diploma of Financial Planning Deakin University
Master of Management Australian National University

Adviser employment history

Licence Number Licence Name Adviser Date Appointing Representative
000311718 RISE FINANCIAL PTY LTD 2007-06-05 - RISE FINANCIAL PTY LTD

Licensee Information

Licence Name RISE FINANCIAL PTY LTD
Licence Number 000311718

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Dataset Information

Data Provider Australian Securities and Investments Commission (ASIC), Financial Advisers Register
Jurisdiction Australia
Related Datasets Australian Businesses, Australian Companies

This dataset includes 33 thousand financial advisers registered with Australian Securities and Investments Commission (ASIC), Financial Advisers Register. Australian Financial Services Licensees are required to keep the details of their financial advisers up to date on ASIC's Financial Advisers Register. Each financial adviser is registered with name, number, role status, ABN, first advice year, licence name and number, licence ABN, adviser start date and end date, appointing representative, disciplinary action, product authorisations, qualifications and training, memberships, etc.