NINA KAZMIERCZAK


Licensee: SOVEREIGN CAPITAL PTY LTD

NINA KAZMIERCZAK (Adviser# 001005175) is a financial adviser registered with Australian Securities and Investments Commission (ASIC), Financial Advisers Register. The adviser role status is Current. The adviser start date is July 23, 2015.

Adviser Overview

Register Name Financial Advisers
Adviser Name NINA KAZMIERCZAK
Adviser Number 001005175
Adviser Role Financial Adviser
Adviser Role Status Current
Adviser First Advice Year 2008
Financial Service (AFS) Licence Licence# 000456235
SOVEREIGN CAPITAL PTY LTD
Licence ABN 44164127833
Licence Controlled By BENNELONG WEALTH HOLDINGS PTY. LTD. [Date Ceased: 17/08/2018]
WTF Management Pty Ltd ATF Sovereign Partners Trust
Adviser Start Date 2015-07-23
Appointing Representative Name SOVEREIGN CAPITAL PTY LTD
Appointing Representative Number 000456235
Appointing Representative ABN 44164127833
Memberships Financial Planning Association of Australia (FPA)
Further Restrictions Authorisation also includes Basic Deposit Products

Authorisations to provide financial product advice

  • NINA KAZMIERCZAK
  • ·
  • Deposit Payment Non Basic Deposit
  • ·
  • Derivative
  • ·
  • Government Debenture
  • ·
  • Life Product Investment Life Insurance
  • ·
  • Life Product Life Risk Insurance
  • ·
  • Managed Investment Schemes Including IDPS
  • ·
  • Retirement Savings Account
  • ·
  • Securities
  • ·
  • Superannuation
  • ·
  • Margin Lending Facility Standard

Qualifications and training history

Qualification / Degree Institute / School
Bachelor of Business University of Technology, Sydney
Diploma of Financial Services Tribeca

Adviser employment history

Licence Number Licence Name Adviser Date Appointing Representative
000456235 SOVEREIGN CAPITAL PTY LTD
Licence controlled by: BENNELONG WEALTH HOLDINGS PTY. LTD. [Date Ceased: 17/08/2018] ~ WTF Management Pty Ltd ATF Sovereign Partners Trust
Further restrictions: Authorisation also includes Basic Deposit Products
2015-07-23 - SOVEREIGN CAPITAL PTY LTD
000237504 MACQUARIE EQUITIES LIMITED
Licence controlled by: MACQUARIE GROUP LIMITED
2006-10-16 - 2015-08-10 MACQUARIE EQUITIES LIMITED

Licensee Information

Licence Name SOVEREIGN CAPITAL PTY LTD
Licence Number 000456235
Licence ABN 44164127833

Financial advisers with the same licensee

Adviser Name Licensee Status Start Date
CHRIS FORREST Sovereign Capital Pty Ltd Current 2015-07-23
JEFFREY WRIGHTSON Sovereign Capital Pty Ltd Current 2015-07-23
STEPHEN THAXTER Sovereign Capital Pty Ltd Current 2015-07-23
COLIN CAMPBELL Sovereign Capital Pty Ltd Ceased 2014-07-31
PAUL ANTHONY STONE Sovereign Capital Pty Ltd Ceased 2014-07-31
DANIEL STEVEN WOOD Sovereign Capital Pty Ltd Ceased 2014-07-31
MARCO MELLADO Sovereign Capital Pty Ltd Ceased 2014-07-31

Financial advisers with the same licensee

Adviser Name Licensee Status Start Date
CHRIS FORREST Sovereign Capital Pty Ltd Current 2015-07-23
JEFFREY WRIGHTSON Sovereign Capital Pty Ltd Current 2015-07-23
STEPHEN THAXTER Sovereign Capital Pty Ltd Current 2015-07-23
COLIN CAMPBELL Sovereign Capital Pty Ltd Ceased 2014-07-31
PAUL ANTHONY STONE Sovereign Capital Pty Ltd Ceased 2014-07-31
DANIEL STEVEN WOOD Sovereign Capital Pty Ltd Ceased 2014-07-31
MARCO MELLADO Sovereign Capital Pty Ltd Ceased 2014-07-31

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Dataset Information


Data Provider Australian Securities and Investments Commission (ASIC), Financial Advisers Register
Jurisdiction Australia
Related Datasets Australian Businesses, Australian Companies

This dataset includes 33 thousand financial advisers registered with Australian Securities and Investments Commission (ASIC), Financial Advisers Register. Australian Financial Services Licensees are required to keep the details of their financial advisers up to date on ASIC's Financial Advisers Register. Each financial adviser is registered with name, number, role status, ABN, first advice year, licence name and number, licence ABN, adviser start date and end date, appointing representative, disciplinary action, product authorisations, qualifications and training, memberships, etc.