STEPHEN THAXTER (Adviser# 001005301) is a financial adviser registered with Australian Securities and Investments Commission (ASIC), Financial Advisers Register. The adviser role status is Current. The adviser start date is July 23, 2015.
| Register Name | Financial Advisers |
| Adviser Name | STEPHEN THAXTER |
| Adviser Number | 001005301 |
| Adviser Role | Financial Adviser |
| Adviser Role Status | Current |
| Adviser First Advice Year | 2002 |
| Financial Service (AFS) Licence |
Licence# 000456235 SOVEREIGN CAPITAL PTY LTD |
| Licence ABN | 44164127833 |
| Licence Controlled By |
BENNELONG WEALTH HOLDINGS PTY. LTD. [Date Ceased: 17/08/2018] WTF Management Pty Ltd ATF Sovereign Partners Trust |
| Adviser Start Date | 2015-07-23 |
| Appointing Representative Name | SOVEREIGN CAPITAL PTY LTD |
| Appointing Representative Number | 000456235 |
| Appointing Representative ABN | 44164127833 |
| Memberships | Financial Planning Association of Australia (FPA) |
| Further Restrictions | Authorisation also includes Basic Deposit Products |
|
| Qualification / Degree | Institute / School |
|---|---|
| Bachelor of Science in the Social Sciences with Economics and Business Economics | University of Southampton |
| Diploma of Financial Planning | Financial Planning Association of Australia |
| Licence Number | Licence Name | Adviser Date | Appointing Representative |
|---|---|---|---|
| 000456235 |
SOVEREIGN CAPITAL PTY LTD
Licence controlled by: BENNELONG WEALTH HOLDINGS PTY. LTD. [Date Ceased: 17/08/2018] ~ WTF Management Pty Ltd ATF Sovereign Partners Trust Further restrictions: Authorisation also includes Basic Deposit Products |
2015-07-23 - | SOVEREIGN CAPITAL PTY LTD |
| 000237504 |
MACQUARIE EQUITIES LIMITED
Licence controlled by: MACQUARIE GROUP LIMITED |
2004-03-01 - 2015-07-03 | MACQUARIE EQUITIES LIMITED |
| Licence Name | SOVEREIGN CAPITAL PTY LTD |
| Licence Number | 000456235 |
| Licence ABN | 44164127833 |
| Adviser Name | Licensee | Status | Start Date |
|---|---|---|---|
| CHRIS FORREST | Sovereign Capital Pty Ltd | Current | 2015-07-23 |
| JEFFREY WRIGHTSON | Sovereign Capital Pty Ltd | Current | 2015-07-23 |
| NINA KAZMIERCZAK | Sovereign Capital Pty Ltd | Current | 2015-07-23 |
| COLIN CAMPBELL | Sovereign Capital Pty Ltd | Ceased | 2014-07-31 |
| PAUL ANTHONY STONE | Sovereign Capital Pty Ltd | Ceased | 2014-07-31 |
| DANIEL STEVEN WOOD | Sovereign Capital Pty Ltd | Ceased | 2014-07-31 |
| MARCO MELLADO | Sovereign Capital Pty Ltd | Ceased | 2014-07-31 |
| Adviser Name | Licensee | Status | Start Date |
|---|---|---|---|
| CHRIS FORREST | Sovereign Capital Pty Ltd | Current | 2015-07-23 |
| JEFFREY WRIGHTSON | Sovereign Capital Pty Ltd | Current | 2015-07-23 |
| NINA KAZMIERCZAK | Sovereign Capital Pty Ltd | Current | 2015-07-23 |
| COLIN CAMPBELL | Sovereign Capital Pty Ltd | Ceased | 2014-07-31 |
| PAUL ANTHONY STONE | Sovereign Capital Pty Ltd | Ceased | 2014-07-31 |
| DANIEL STEVEN WOOD | Sovereign Capital Pty Ltd | Ceased | 2014-07-31 |
| MARCO MELLADO | Sovereign Capital Pty Ltd | Ceased | 2014-07-31 |
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| Data Provider | Australian Securities and Investments Commission (ASIC), Financial Advisers Register |
| Jurisdiction | Australia |
| Related Datasets | Australian Businesses, Australian Companies |
This dataset includes 33 thousand financial advisers registered with Australian Securities and Investments Commission (ASIC), Financial Advisers Register. Australian Financial Services Licensees are required to keep the details of their financial advisers up to date on ASIC's Financial Advisers Register. Each financial adviser is registered with name, number, role status, ABN, first advice year, licence name and number, licence ABN, adviser start date and end date, appointing representative, disciplinary action, product authorisations, qualifications and training, memberships, etc.