CHRISTOPHER OATES


Licensee: RSM FINANCIAL SERVICES AUSTRALIA PTY LTD

CHRISTOPHER OATES (Adviser# 001005641) is a financial adviser registered with Australian Securities and Investments Commission (ASIC), Financial Advisers Register. The adviser role status is Current. The adviser start date is December 4, 2017.

Adviser Overview

Register Name Financial Advisers
Adviser Name CHRISTOPHER OATES
Adviser Number 001005641
Adviser Role Financial Adviser
Adviser Role Status Current
Adviser First Advice Year 2014
Financial Service (AFS) Licence Licence# 000238282
RSM FINANCIAL SERVICES AUSTRALIA PTY LTD
Licence ABN 22009176354
Licence Controlled By BIRDS HOLDINGS PTY LTD
Adviser Start Date 2017-12-04
Appointing Representative Name RSM FINANCIAL SERVICES AUSTRALIA PTY LTD
Appointing Representative Number 000238282
Appointing Representative ABN 22009176354
Memberships Financial Planning Association of Australia (FPA)

Authorisations to provide financial product advice

  • CHRISTOPHER OATES
  • ·
  • Deposit Payment Non Basic Deposit
  • ·
  • Government Debenture
  • ·
  • Life Product Investment Life Insurance
  • ·
  • Life Product Life Risk Insurance
  • ·
  • Managed Investment Schemes Including IDPS
  • ·
  • Retirement Savings Account
  • ·
  • Securities
  • ·
  • Superannuation

Qualifications and training history

Qualification / Degree Institute / School
Bachelor of Commerce University of Canberra
Certified Financial Planner Financial Planning Association of Australia
Diploma of Financial Planning TAFE NSW - St George Campus (Online)

Adviser employment history

Licence Number Licence Name Adviser Date Appointing Representative
000238282 RSM FINANCIAL SERVICES AUSTRALIA PTY LTD
Licence controlled by: BIRDS HOLDINGS PTY LTD
2017-12-04 - RSM FINANCIAL SERVICES AUSTRALIA PTY LTD
000238430 STATE SUPER FINANCIAL SERVICES AUSTRALIA LIMITED
Licence controlled by: FSSSP FINANCIAL SERVICES PTY LIMITED ~ SAS TRUSTEE CORPORATION [Date Ceased: 21/10/2016]
2013-04-02 - 2017-12-01 STATE SUPER FINANCIAL SERVICES AUSTRALIA LIMITED

Licensee Information

Licence Name RSM FINANCIAL SERVICES AUSTRALIA PTY LTD
Licence Number 000238282
Licence ABN 22009176354

Financial advisers with the same licensee

Adviser Name Licensee Status Start Date
KIRSTEN GENTER Rsm Financial Services Australia Pty Ltd Current 2018-07-30
KRISTINA MADDEN Rsm Financial Services Australia Pty Ltd Current 2017-06-30
SIMON ROBINSON Rsm Financial Services Australia Pty Ltd Current 2016-09-27
DEAN ANTHONY COOPER Rsm Financial Services Australia Pty Ltd Current 2016-06-01
SCOTT JAMES MCALEES Rsm Financial Services Australia Pty Ltd Current 2016-05-06
DANIEL MARK ERNEST PURSLOWE Rsm Financial Services Australia Pty Ltd Current 2015-03-09
DANIEL LAURENCE CUNDY Rsm Financial Services Australia Pty Ltd Current 2014-10-27
NATHAN MICHAEL PORTER Rsm Financial Services Australia Pty Ltd Ceased 2014-02-11
GARY CHRISTOPHER MARSH Rsm Financial Services Australia Pty Ltd Current 2013-07-16
PAUL ANDREW LINDLEY Rsm Financial Services Australia Pty Ltd Current 2013-06-03

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Dataset Information


Data Provider Australian Securities and Investments Commission (ASIC), Financial Advisers Register
Jurisdiction Australia
Related Datasets Australian Businesses, Australian Companies

This dataset includes 33 thousand financial advisers registered with Australian Securities and Investments Commission (ASIC), Financial Advisers Register. Australian Financial Services Licensees are required to keep the details of their financial advisers up to date on ASIC's Financial Advisers Register. Each financial adviser is registered with name, number, role status, ABN, first advice year, licence name and number, licence ABN, adviser start date and end date, appointing representative, disciplinary action, product authorisations, qualifications and training, memberships, etc.