LEO BRADY


Licensee: ESCALA WEALTH MANAGEMENT PTY LTD

LEO BRADY (Adviser# 001005955) is a financial adviser registered with Australian Securities and Investments Commission (ASIC), Financial Advisers Register. The adviser role status is Current. The adviser start date is June 5, 2017.

Adviser Overview

Register Name Financial Advisers
Adviser Name LEO BRADY
Adviser Number 001005955
Adviser Role Financial Adviser
Adviser Role Status Current
Adviser First Advice Year 1988
Financial Service (AFS) Licence Licence# 000456207
ESCALA WEALTH MANAGEMENT PTY LTD
Licence ABN 30162573828
Adviser Start Date 2017-06-05
Appointing Representative Name ESCALA WEALTH MANAGEMENT PTY LTD
Appointing Representative Number 000456207
Appointing Representative ABN 30162573828
Memberships Australian Institute of Company Directors
Financial Services Institute of Australasia
Stockbrokers Association of Australia

Authorisations to provide financial product advice

  • LEO BRADY
  • ·
  • Deposit Payment Non Basic Deposit
  • ·
  • Derivative
  • ·
  • Government Debenture
  • ·
  • Managed Investment Schemes Including IDPS
  • ·
  • Securities
  • ·
  • Superannuation
  • ·
  • Margin Lending Facility Standard

Qualifications and training history

Qualification / Degree Institute / School
ASX/ACH Responsible Executive Exam Tribeca (Aust) Pty Limited
Diploma Course Securities Institute Education
Margin Lending Accreditation Program Stockbrokers Association of Australia
Professional Diploma in Stockbroking Stockbrokers Association of Australia
SDIA Accreditation Program Assessment Securities & Derivatives Industry Association

Adviser employment history

Licence Number Licence Name Adviser Date Appointing Representative
000456207 ESCALA WEALTH MANAGEMENT PTY LTD 2017-06-05 - ESCALA WEALTH MANAGEMENT PTY LTD
000240813 MORGAN STANLEY WEALTH MANAGEMENT AUSTRALIA PTY LTD
Licence controlled by: MORGAN STANLEY SMITH BARNEY HOLDINGS LLC
2007-12-06 - 2017-05-01 MORGAN STANLEY WEALTH MANAGEMENT AUSTRALIA PTY LTD

Licensee Information

Licence Name ESCALA WEALTH MANAGEMENT PTY LTD
Licence Number 000456207
Licence ABN 30162573828

Financial advisers with the same licensee

Adviser Name Licensee Status Start Date
CONSTANCE GAIDATZIS Escala Wealth Management Pty Ltd Current 2018-07-01
MATTHEW IRWIN ZANDER Escala Wealth Management Pty Ltd Current 2017-07-01
HEIDI KATE DAVIES Escala Wealth Management Pty Ltd Current 2017-05-01
THOMAS TIMOTHY MURPHY Escala Wealth Management Pty Ltd Current 2017-05-01
EDWARD ROBERT CHARLES BROOKE Escala Wealth Management Pty Ltd Current 2017-05-01
ALISON BLAIR THOMAS Escala Wealth Management Pty Ltd Current 2017-05-01
THOMAS PAUL MEAGHER Escala Wealth Management Pty Ltd Current 2017-02-01
GEORGE NASSIOS Escala Wealth Management Pty Ltd Current 2017-02-01
MARK COOPER Escala Wealth Management Pty Ltd Current 2017-02-01
GEORGE NIKAS Escala Wealth Management Pty Ltd Ceased 2017-02-01

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Dataset Information


Data Provider Australian Securities and Investments Commission (ASIC), Financial Advisers Register
Jurisdiction Australia
Related Datasets Australian Businesses, Australian Companies

This dataset includes 33 thousand financial advisers registered with Australian Securities and Investments Commission (ASIC), Financial Advisers Register. Australian Financial Services Licensees are required to keep the details of their financial advisers up to date on ASIC's Financial Advisers Register. Each financial adviser is registered with name, number, role status, ABN, first advice year, licence name and number, licence ABN, adviser start date and end date, appointing representative, disciplinary action, product authorisations, qualifications and training, memberships, etc.