CAROL ELIZABETH HAY


Licensee: ASHFORD FINANCIAL PLANNING PTY LTD

CAROL ELIZABETH HAY (Adviser# 001006051) is a financial adviser registered with Australian Securities and Investments Commission (ASIC), Financial Advisers Register. The adviser role status is Current. The adviser start date is October 25, 2010.

Adviser Overview

Register Name Financial Advisers
Adviser Name CAROL ELIZABETH HAY
Adviser Number 001006051
Adviser Role Financial Adviser
Adviser Role Status Current
Adviser First Advice Year 1987
Financial Service (AFS) Licence Licence# 000325404
ASHFORD FINANCIAL PLANNING PTY LTD
Licence ABN 60130354997
Adviser Start Date 2010-10-25
Appointing Representative Name ASHFORD FINANCIAL PLANNING PTY LTD
Appointing Representative Number 000325404
Appointing Representative ABN 60130354997
Memberships Financial Planning Association of Australia (FPA)
SMSF Association

Authorisations to provide financial product advice

  • CAROL ELIZABETH HAY
  • ·
  • Deposit Payment Non Basic Deposit
  • ·
  • Government Debenture
  • ·
  • Life Product Investment Life Insurance
  • ·
  • Life Product Life Risk Insurance
  • ·
  • Managed Investment Schemes Including IDPS
  • ·
  • Retirement Savings Account
  • ·
  • Securities
  • ·
  • Superannuation
  • ·
  • Margin Lending Facility Standard
  • ·
  • Miscellaneous Financial Investment Products

Qualifications and training history

Qualification / Degree Institute / School
Bachelor of Arts University of Melbourne
Certified Financial Planner Deakin University
Diploma in Education (Secondary) Deakin University (Burwood Teachers College)
Graduate Diploma Business Studies RMIT University

Adviser employment history

Licence Number Licence Name Adviser Date Appointing Representative
000325404 ASHFORD FINANCIAL PLANNING PTY LTD 2010-10-25 - ASHFORD FINANCIAL PLANNING PTY LTD
000325404 ASHFORD FINANCIAL PLANNING PTY LTD 2008-06-16 - 2010-10-24
000237122 ORD MINNETT FINANCIAL PLANNING PTY LIMITED
Licence controlled by: IOOF HOLDINGS LTD
1993-12-03 - 2008-05-14

Licensee Information

Licence Name ASHFORD FINANCIAL PLANNING PTY LTD
Licence Number 000325404
Licence ABN 60130354997

Financial advisers with the same licensee

Adviser Name Licensee Status Start Date
JOHN ANTHONY SHORT Ashford Financial Planning Pty Ltd Current 2010-10-25

Financial advisers with the same licensee

Adviser Name Licensee Status Start Date
JOHN ANTHONY SHORT Ashford Financial Planning Pty Ltd Current 2010-10-25

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Dataset Information


Data Provider Australian Securities and Investments Commission (ASIC), Financial Advisers Register
Jurisdiction Australia
Related Datasets Australian Businesses, Australian Companies

This dataset includes 33 thousand financial advisers registered with Australian Securities and Investments Commission (ASIC), Financial Advisers Register. Australian Financial Services Licensees are required to keep the details of their financial advisers up to date on ASIC's Financial Advisers Register. Each financial adviser is registered with name, number, role status, ABN, first advice year, licence name and number, licence ABN, adviser start date and end date, appointing representative, disciplinary action, product authorisations, qualifications and training, memberships, etc.