SHANE MARK CASE (Adviser# 001006289) is a financial adviser registered with Australian Securities and Investments Commission (ASIC), Financial Advisers Register. The adviser role status is Ceased. The adviser start date is November 18, 2014.
| Register Name | Financial Advisers |
| Adviser Name | SHANE MARK CASE |
| Adviser Number | 001006289 |
| Adviser Role | Financial Adviser |
| Adviser Role Status | Ceased |
| Adviser First Advice Year | 1990 |
| Financial Service (AFS) Licence |
Licence# 000234661 KING FINANCIAL SERVICES PTY LTD |
| Licence ABN | 80059718697 |
| Licence Controlled By | AMP LIMITED |
| Adviser Start Date | 2014-11-18 |
| Adviser End Date | 2016-04-01 |
| Appointing Representative Name | KING FINANCIAL SERVICES PTY LTD |
| Appointing Representative Number | 000234661 |
| Appointing Representative ABN | 80059718697 |
| Further Restrictions | One off licensee approval is required for products which are either not on the approved product list or Derivatives. |
|
| Licence Number | Licence Name | Adviser Date | Appointing Representative |
|---|---|---|---|
| 000234661 |
KING FINANCIAL SERVICES PTY LTD
Licence controlled by: AMP LIMITED Further restrictions: One off licensee approval is required for products which are either not on the approved product list or Derivatives. |
2014-11-18 - 2016-04-01 | KING FINANCIAL SERVICES PTY LTD |
| 000247839 |
PPS LIFESTYLE SOLUTIONS PTY LTD
Licence controlled by: AMP LIMITED |
2011-08-08 - 2014-10-31 | SHANE MARK CASE |
| 000247429 |
FITZPATRICKS PRIVATE WEALTH PTY LTD
Licence controlled by: FTZ TOPCO PTY LTD ~ ftz holdco pty ltd ~ ftz mezzco pty ltd ~ yorkway (victoria) bidco pty ltd |
2008-03-19 - 2011-08-05 | SHANE MARK CASE |
| Licence Name | KING FINANCIAL SERVICES PTY LTD |
| Licence Number | 000234661 |
| Licence ABN | 80059718697 |
| Adviser Name | Licensee | Status | Start Date |
|---|---|---|---|
| GLENN DICKSON | King Financial Services Pty Ltd | Ceased | 2015-06-05 |
| BRETT GRAHAM BILLINGTON | King Financial Services Pty Ltd | Ceased | 2012-01-09 |
| Adviser Name | Licensee | Status | Start Date |
|---|---|---|---|
| GLENN DICKSON | King Financial Services Pty Ltd | Ceased | 2015-06-05 |
| BRETT GRAHAM BILLINGTON | King Financial Services Pty Ltd | Ceased | 2012-01-09 |
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| Data Provider | Australian Securities and Investments Commission (ASIC), Financial Advisers Register |
| Jurisdiction | Australia |
| Related Datasets | Australian Businesses, Australian Companies |
This dataset includes 33 thousand financial advisers registered with Australian Securities and Investments Commission (ASIC), Financial Advisers Register. Australian Financial Services Licensees are required to keep the details of their financial advisers up to date on ASIC's Financial Advisers Register. Each financial adviser is registered with name, number, role status, ABN, first advice year, licence name and number, licence ABN, adviser start date and end date, appointing representative, disciplinary action, product authorisations, qualifications and training, memberships, etc.