BROC MCCAULEY


Licensee: EQUITY & SUPER PTY LTD

BROC MCCAULEY (Adviser# 001006540) is a financial adviser registered with Australian Securities and Investments Commission (ASIC), Financial Advisers Register. The adviser role status is Ceased. The adviser start date is April 19, 2014.

Adviser Overview

Register Name Financial Advisers
Adviser Name BROC MCCAULEY
Adviser Number 001006540
Adviser Role Financial Adviser
Adviser Role Status Ceased
Adviser First Advice Year 2009
Financial Service (AFS) Licence Licence# 000410041
EQUITY & SUPER PTY LTD
Licence ABN 44138056363
Adviser Start Date 2014-04-19
Adviser End Date 2018-02-23
Appointing Representative Name EQUITY & SUPER PTY LTD
Appointing Representative Number 000410041
Appointing Representative ABN 44138056363

Authorisations to provide financial product advice

  • BROC MCCAULEY

Adviser employment history

Licence Number Licence Name Adviser Date Appointing Representative
000410041 EQUITY & SUPER PTY LTD 2014-04-19 - 2018-02-23 EQUITY & SUPER PTY LTD
000229887 PITCHER PARTNERS INVESTMENT SERVICES PTY. LTD. 2013-02-01 - 2014-04-20

Licensee Information

Licence Name EQUITY & SUPER PTY LTD
Licence Number 000410041
Licence ABN 44138056363

Financial advisers with the same licensee

Adviser Name Licensee Status Start Date
LACHLAN CLARK Equity & Super Pty Ltd Ceased 2015-03-23
NICHOLAS PARTRIDGE Equity & Super Pty Ltd Current 2013-08-01
SIMON JOHN CUNNINGTON Equity & Super Pty Ltd Current 2011-10-06

Financial advisers with the same licensee

Adviser Name Licensee Status Start Date
LACHLAN CLARK Equity & Super Pty Ltd Ceased 2015-03-23
NICHOLAS PARTRIDGE Equity & Super Pty Ltd Current 2013-08-01
SIMON JOHN CUNNINGTON Equity & Super Pty Ltd Current 2011-10-06

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Dataset Information


Data Provider Australian Securities and Investments Commission (ASIC), Financial Advisers Register
Jurisdiction Australia
Related Datasets Australian Businesses, Australian Companies

This dataset includes 33 thousand financial advisers registered with Australian Securities and Investments Commission (ASIC), Financial Advisers Register. Australian Financial Services Licensees are required to keep the details of their financial advisers up to date on ASIC's Financial Advisers Register. Each financial adviser is registered with name, number, role status, ABN, first advice year, licence name and number, licence ABN, adviser start date and end date, appointing representative, disciplinary action, product authorisations, qualifications and training, memberships, etc.