STEPHEN JAMES GLOSSOP


Licensee: SAGE ALLIANCE PTY LIMITED

STEPHEN JAMES GLOSSOP (Adviser# 001006541) is a financial adviser registered with Australian Securities and Investments Commission (ASIC), Financial Advisers Register. The adviser role status is Current. The adviser start date is June 9, 2014.

Adviser Overview

Register Name Financial Advisers
Adviser Name STEPHEN JAMES GLOSSOP
Adviser Number 001006541
Adviser Role Financial Adviser
Adviser Role Status Current
Adviser First Advice Year 2001
Financial Service (AFS) Licence Licence# 000453863
SAGE ALLIANCE PTY LIMITED
Licence ABN 40166313131
Adviser Start Date 2014-06-09
Appointing Representative Name SAGE WEALTH MANAGEMENT PTY LIMITED
Appointing Representative Number 000460001
Appointing Representative ABN 94167207294
Memberships Stockbrokers Association of Australia

Authorisations to provide financial product advice

  • STEPHEN JAMES GLOSSOP
  • ·
  • Deposit Payment Non Basic Deposit
  • ·
  • Derivative
  • ·
  • Government Debenture
  • ·
  • Life Product Investment Life Insurance
  • ·
  • Life Product Life Risk Insurance
  • ·
  • Managed Investment Schemes Including IDPS
  • ·
  • Retirement Savings Account
  • ·
  • Securities
  • ·
  • Superannuation
  • ·
  • Margin Lending Facility Standard

Qualifications and training history

Qualification / Degree Institute / School
Diploma in Stockbroking Deakin Prime
Diploma of Financial Markets Kaplan
Diploma of Financial Planning Kaplan
Graduate Certificate in Financial Planning Kaplan

Adviser employment history

Licence Number Licence Name Adviser Date Appointing Representative
000453863 SAGE ALLIANCE PTY LIMITED 2014-06-09 - SAGE WEALTH MANAGEMENT PTY LIMITED
000237504 MACQUARIE EQUITIES LIMITED
Licence controlled by: MACQUARIE GROUP LIMITED
2008-08-08 - 2014-05-15

Licensee Information

Licence Name SAGE ALLIANCE PTY LIMITED
Licence Number 000453863
Licence ABN 40166313131

Financial advisers with the same licensee

Adviser Name Licensee Status Start Date
KATHLEEN HELEN MASSASSO Sage Alliance Pty Limited Current 2018-03-26
RAYMOND ROY BOSTELMAN Sage Alliance Pty Limited Current 2016-05-02
MARIAN JOYCE INVERARITY Sage Alliance Pty Limited Current 2014-06-15

Financial advisers with the same licensee

Adviser Name Licensee Status Start Date
KATHLEEN HELEN MASSASSO Sage Alliance Pty Limited Current 2018-03-26
RAYMOND ROY BOSTELMAN Sage Alliance Pty Limited Current 2016-05-02
MARIAN JOYCE INVERARITY Sage Alliance Pty Limited Current 2014-06-15

Competitor

Search similar business entities

Improve Information

Please comment or provide details below to improve the information on .

Dataset Information


Data Provider Australian Securities and Investments Commission (ASIC), Financial Advisers Register
Jurisdiction Australia
Related Datasets Australian Businesses, Australian Companies

This dataset includes 33 thousand financial advisers registered with Australian Securities and Investments Commission (ASIC), Financial Advisers Register. Australian Financial Services Licensees are required to keep the details of their financial advisers up to date on ASIC's Financial Advisers Register. Each financial adviser is registered with name, number, role status, ABN, first advice year, licence name and number, licence ABN, adviser start date and end date, appointing representative, disciplinary action, product authorisations, qualifications and training, memberships, etc.