RAY BUXTON


Licensee: BANK OF QUEENSLAND LIMITED

RAY BUXTON (Adviser# 001006543) is a financial adviser registered with Australian Securities and Investments Commission (ASIC), Financial Advisers Register. The adviser role status is Ceased. The adviser start date is June 11, 2004.

Adviser Overview

Register Name Financial Advisers
Adviser Name RAY BUXTON
Adviser Number 001006543
Adviser Role Financial Adviser
Adviser Role Status Ceased
Adviser First Advice Year 2004
Financial Service (AFS) Licence Licence# 000244616
BANK OF QUEENSLAND LIMITED
Licence ABN 32009656740
Adviser Start Date 2004-06-11
Adviser End Date 2016-03-31
Appointing Representative Name BANK OF QUEENSLAND LIMITED
Appointing Representative Number 000244616
Appointing Representative ABN 32009656740
Further Restrictions Authorised to provide personal financial advice to retail clients on Derivatives All Deposit and Payment Products Non Basic deposit products

Authorisations to provide financial product advice

  • RAY BUXTON

Adviser employment history

Licence Number Licence Name Adviser Date Appointing Representative
000244616 BANK OF QUEENSLAND LIMITED
Further restrictions: Authorised to provide personal financial advice to retail clients on Derivatives All Deposit and Payment Products Non Basic deposit products
2004-06-11 - 2016-03-31 BANK OF QUEENSLAND LIMITED
000237879 BENDIGO AND ADELAIDE BANK LIMITED 2001-01-01 - 2009-01-01

Licensee Information

Licence Name BANK OF QUEENSLAND LIMITED
Licence Number 000244616
Licence ABN 32009656740

Financial advisers with the same licensee

Adviser Name Licensee Status Start Date
SHARNI SCHNEIDER Bank of Queensland Limited Current 2017-10-03
MICHAEL JOHN SUTHERLAND Bank of Queensland Limited Current 2016-04-11
SHERIDAN GAIL MILROY HOPKINS Bank of Queensland Limited Current 2016-04-04
MARK ANDREW PINK Bank of Queensland Limited Current 2016-03-01
ROBERT JAMES TIMMINS Bank of Queensland Limited Ceased 2014-09-01
DAVID HAROLD ABBOTT Bank of Queensland Limited Current 2014-08-01
MARK PHUN Bank of Queensland Limited Ceased 2014-08-01
NICOLE DATI Bank of Queensland Limited Ceased 2014-08-01
NIGEL HODGSON Bank of Queensland Limited Ceased 2014-04-28
MARK COZENS Bank of Queensland Limited Ceased 2013-10-22

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Dataset Information


Data Provider Australian Securities and Investments Commission (ASIC), Financial Advisers Register
Jurisdiction Australia
Related Datasets Australian Businesses, Australian Companies

This dataset includes 33 thousand financial advisers registered with Australian Securities and Investments Commission (ASIC), Financial Advisers Register. Australian Financial Services Licensees are required to keep the details of their financial advisers up to date on ASIC's Financial Advisers Register. Each financial adviser is registered with name, number, role status, ABN, first advice year, licence name and number, licence ABN, adviser start date and end date, appointing representative, disciplinary action, product authorisations, qualifications and training, memberships, etc.