RAY BUXTON (Adviser# 001006543) is a financial adviser registered with Australian Securities and Investments Commission (ASIC), Financial Advisers Register. The adviser role status is Ceased. The adviser start date is June 11, 2004.
Register Name | Financial Advisers |
Adviser Name | RAY BUXTON |
Adviser Number | 001006543 |
Adviser Role | Financial Adviser |
Adviser Role Status | Ceased |
Adviser First Advice Year | 2004 |
Financial Service (AFS) Licence |
Licence# 000244616 BANK OF QUEENSLAND LIMITED |
Licence ABN | 32009656740 |
Adviser Start Date | 2004-06-11 |
Adviser End Date | 2016-03-31 |
Appointing Representative Name | BANK OF QUEENSLAND LIMITED |
Appointing Representative Number | 000244616 |
Appointing Representative ABN | 32009656740 |
Further Restrictions | Authorised to provide personal financial advice to retail clients on Derivatives All Deposit and Payment Products Non Basic deposit products |
|
Licence Number | Licence Name | Adviser Date | Appointing Representative |
---|---|---|---|
000244616 |
BANK OF QUEENSLAND LIMITED
Further restrictions: Authorised to provide personal financial advice to retail clients on Derivatives All Deposit and Payment Products Non Basic deposit products |
2004-06-11 - 2016-03-31 | BANK OF QUEENSLAND LIMITED |
000237879 | BENDIGO AND ADELAIDE BANK LIMITED | 2001-01-01 - 2009-01-01 |
Licence Name | BANK OF QUEENSLAND LIMITED |
Licence Number | 000244616 |
Licence ABN | 32009656740 |
Adviser Name | Licensee | Status | Start Date |
---|---|---|---|
SHARNI SCHNEIDER | Bank of Queensland Limited | Current | 2017-10-03 |
MICHAEL JOHN SUTHERLAND | Bank of Queensland Limited | Current | 2016-04-11 |
SHERIDAN GAIL MILROY HOPKINS | Bank of Queensland Limited | Current | 2016-04-04 |
MARK ANDREW PINK | Bank of Queensland Limited | Current | 2016-03-01 |
ROBERT JAMES TIMMINS | Bank of Queensland Limited | Ceased | 2014-09-01 |
DAVID HAROLD ABBOTT | Bank of Queensland Limited | Current | 2014-08-01 |
MARK PHUN | Bank of Queensland Limited | Ceased | 2014-08-01 |
NICOLE DATI | Bank of Queensland Limited | Ceased | 2014-08-01 |
NIGEL HODGSON | Bank of Queensland Limited | Ceased | 2014-04-28 |
MARK COZENS | Bank of Queensland Limited | Ceased | 2013-10-22 |
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Data Provider | Australian Securities and Investments Commission (ASIC), Financial Advisers Register |
Jurisdiction | Australia |
Related Datasets | Australian Businesses, Australian Companies |
This dataset includes 33 thousand financial advisers registered with Australian Securities and Investments Commission (ASIC), Financial Advisers Register. Australian Financial Services Licensees are required to keep the details of their financial advisers up to date on ASIC's Financial Advisers Register. Each financial adviser is registered with name, number, role status, ABN, first advice year, licence name and number, licence ABN, adviser start date and end date, appointing representative, disciplinary action, product authorisations, qualifications and training, memberships, etc.