DAVID IAN SOUTHWOOD


Licensee: SKYLIGHT FINANCIAL SOLUTIONS PTY LTD

DAVID IAN SOUTHWOOD (Adviser# 001006821) is a financial adviser registered with Australian Securities and Investments Commission (ASIC), Financial Advisers Register. The adviser role status is Current. The adviser start date is April 29, 2015.

Adviser Overview

Register Name Financial Advisers
Adviser Name DAVID IAN SOUTHWOOD
Adviser Number 001006821
Adviser Role Financial Adviser
Adviser Role Status Current
Adviser First Advice Year 1996
Financial Service (AFS) Licence Licence# 000450139
SKYLIGHT FINANCIAL SOLUTIONS PTY LTD
Licence ABN 46076835848
Adviser Start Date 2015-04-29
Appointing Representative Name SKYLIGHT FINANCIAL SOLUTIONS PTY LTD
Appointing Representative Number 000450139
Appointing Representative ABN 46076835848
Memberships Financial Planning Association of Australia (FPA)
Financial Planning Association of Australia (FPA)
Fund Executives Association Ltd
Fund Executives Association Ltd

Authorisations to provide financial product advice

  • DAVID IAN SOUTHWOOD
  • ·
  • Deposit Payment Non Basic Deposit
  • ·
  • Government Debenture
  • ·
  • Life Product Investment Life Insurance
  • ·
  • Life Product Life Risk Insurance
  • ·
  • Managed Investment Schemes Including IDPS
  • ·
  • Retirement Savings Account
  • ·
  • Securities
  • ·
  • Superannuation

Qualifications and training history

Qualification / Degree Institute / School
Certified Financial Planner Financial Planning Association
Certified Financial Planner Financial Planning Association
Gearing Strategies Securities Institute
Gearing Strategies Securities Institute
Self Managed Superannuation Funds Kaplan
Self Managed Superannuation Funds Kaplan

Adviser employment history

Licence Number Licence Name Adviser Date Appointing Representative
000450139 SKYLIGHT FINANCIAL SOLUTIONS PTY LTD 2015-04-29 - SKYLIGHT FINANCIAL SOLUTIONS PTY LTD
000237860 BUSS (QUEENSLAND) PTY LTD 2010-01-18 - BUSS (QUEENSLAND) PTY LTD

Licensee Information

Licence Name SKYLIGHT FINANCIAL SOLUTIONS PTY LTD
Licence Number 000450139
Licence ABN 46076835848

Financial advisers with the same licensee

Adviser Name Licensee Status Start Date
JAMES NICHOLAS ATLEY Skylight Financial Solutions Pty Ltd Current 2018-06-11
JOSE ANTONIO RETAMAL PEREZ Skylight Financial Solutions Pty Ltd Current 2018-05-08
OWEN JEFFREY HUME Skylight Financial Solutions Pty Ltd Current 2016-09-26
CATHERINE MCLAREN Skylight Financial Solutions Pty Ltd Current 2016-04-05
STEVEN HACK Skylight Financial Solutions Pty Ltd Current 2015-04-29
ALAN KIEFER Skylight Financial Solutions Pty Ltd Ceased 2015-04-29
MELISSA MILLARD Skylight Financial Solutions Pty Ltd Current 2015-01-05

Financial advisers with the same licensee

Adviser Name Licensee Status Start Date
JAMES NICHOLAS ATLEY Skylight Financial Solutions Pty Ltd Current 2018-06-11
JOSE ANTONIO RETAMAL PEREZ Skylight Financial Solutions Pty Ltd Current 2018-05-08
OWEN JEFFREY HUME Skylight Financial Solutions Pty Ltd Current 2016-09-26
CATHERINE MCLAREN Skylight Financial Solutions Pty Ltd Current 2016-04-05
STEVEN HACK Skylight Financial Solutions Pty Ltd Current 2015-04-29
ALAN KIEFER Skylight Financial Solutions Pty Ltd Ceased 2015-04-29
MELISSA MILLARD Skylight Financial Solutions Pty Ltd Current 2015-01-05

Competitor

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Dataset Information


Data Provider Australian Securities and Investments Commission (ASIC), Financial Advisers Register
Jurisdiction Australia
Related Datasets Australian Businesses, Australian Companies

This dataset includes 33 thousand financial advisers registered with Australian Securities and Investments Commission (ASIC), Financial Advisers Register. Australian Financial Services Licensees are required to keep the details of their financial advisers up to date on ASIC's Financial Advisers Register. Each financial adviser is registered with name, number, role status, ABN, first advice year, licence name and number, licence ABN, adviser start date and end date, appointing representative, disciplinary action, product authorisations, qualifications and training, memberships, etc.