TAO ( TEDDY ) YU (Adviser# 001009130) is a financial adviser registered with Australian Securities and Investments Commission (ASIC), Financial Advisers Register. The adviser role status is Current. The adviser start date is January 13, 2015.
| Register Name | Financial Advisers |
| Adviser Name | TAO ( TEDDY ) YU |
| Adviser Number | 001009130 |
| Adviser Role | Financial Adviser |
| Adviser Role Status | Current |
| Adviser First Advice Year | 2010 |
| Financial Service (AFS) Licence |
Licence# 000469061 123 INVESTMENT MANAGEMENT PTY LTD |
| Licence ABN | 39601788274 |
| Adviser Start Date | 2015-01-13 |
| Appointing Representative Name | 123 INVESTMENT ADVISORS PTY LTD |
| Appointing Representative Number | 000471032 |
| Appointing Representative ABN | 34603458402 |
|
| Qualification / Degree | Institute / School |
|---|---|
| Bachelor of Business ( Accounting) | Central Queensland University |
| Provide advice in Derivatives | Kaplan |
| Provide advice in Managed Investments | Kaplan |
| Provide advice in Securities | Kaplan |
| Provide advice in financial planning | Kaplan |
| Licence Number | Licence Name | Adviser Date | Appointing Representative |
|---|---|---|---|
| 000469061 | 123 INVESTMENT MANAGEMENT PTY LTD | 2015-01-13 - | 123 INVESTMENT ADVISORS PTY LTD |
| 000238098 |
CITIGROUP PTY LIMITED
Licence controlled by: Citi Investments Bahamas Limited ~ Citi Overseas Holdings Bahamas Limited |
2010-10-21 - 2014-12-18 |
| Licence Name | 123 INVESTMENT MANAGEMENT PTY LTD |
| Licence Number | 000469061 |
| Licence ABN | 39601788274 |
| Adviser Name | Licensee | Status | Start Date |
|---|---|---|---|
| FELICITY YINGCHU YANG | 123 Investment Management Pty Ltd | Current | 2016-07-12 |
| CHARLEY XIAO WANG | 123 Investment Management Pty Ltd | Current | 2016-03-21 |
| TAO ( TEDDY) YU | 123 Investment Management Pty Ltd | Current | 2016-03-21 |
| CHARLEY WANG | 123 Investment Management Pty Ltd | Current | 2015-01-08 |
| Adviser Name | Licensee | Status | Start Date |
|---|---|---|---|
| FELICITY YINGCHU YANG | 123 Investment Management Pty Ltd | Current | 2016-07-12 |
| CHARLEY XIAO WANG | 123 Investment Management Pty Ltd | Current | 2016-03-21 |
| TAO ( TEDDY) YU | 123 Investment Management Pty Ltd | Current | 2016-03-21 |
| CHARLEY WANG | 123 Investment Management Pty Ltd | Current | 2015-01-08 |
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| Data Provider | Australian Securities and Investments Commission (ASIC), Financial Advisers Register |
| Jurisdiction | Australia |
| Related Datasets | Australian Businesses, Australian Companies |
This dataset includes 33 thousand financial advisers registered with Australian Securities and Investments Commission (ASIC), Financial Advisers Register. Australian Financial Services Licensees are required to keep the details of their financial advisers up to date on ASIC's Financial Advisers Register. Each financial adviser is registered with name, number, role status, ABN, first advice year, licence name and number, licence ABN, adviser start date and end date, appointing representative, disciplinary action, product authorisations, qualifications and training, memberships, etc.