LING SHI


Licensee: LEARN TO TRADE PTY LIMITED

LING SHI (Adviser# 001009270) is a financial adviser registered with Australian Securities and Investments Commission (ASIC), Financial Advisers Register. The adviser role status is Ceased. The adviser start date is May 30, 2011.

Adviser Overview

Register Name Financial Advisers
Adviser Name LING SHI
Adviser Number 001009270
Adviser Role Financial Adviser
Adviser Role Status Ceased
Adviser First Advice Year 2007
Financial Service (AFS) Licence Licence# 000339557
LEARN TO TRADE PTY LIMITED
Licence ABN 99138178542
Adviser Start Date 2011-05-30
Adviser End Date 2018-02-20
Appointing Representative Name LEARN TO TRADE PTY LIMITED
Appointing Representative Number 000339557
Appointing Representative ABN 99138178542
Further Restrictions General Advice Only ie not personal advice (birth date still a plug)

Authorisations to provide financial product advice

  • LING SHI

Adviser employment history

Licence Number Licence Name Adviser Date Appointing Representative
000339557 LEARN TO TRADE PTY LIMITED
Further restrictions: General Advice Only ie not personal advice (birth date still a plug)
2011-05-30 - 2018-02-20 LEARN TO TRADE PTY LIMITED

Licensee Information

Licence Name LEARN TO TRADE PTY LIMITED
Licence Number 000339557
Licence ABN 99138178542

Financial advisers with the same licensee

Adviser Name Licensee Status Start Date
NIGEL HOWARD HARVEY Learn To Trade Pty Limited Current 2018-02-20
ADAM TRUELOVE Learn To Trade Pty Limited Current 2015-06-01
DAVID CHOI Learn To Trade Pty Limited Ceased 2015-01-08
ANDREW PERTSOULIS Learn To Trade Pty Limited Ceased 2012-09-04
SAIRA KHALID Learn To Trade Pty Limited Ceased 2012-01-01
DAVID JASON LONG Learn To Trade Pty Limited Ceased 2011-12-13
JAMES MATHEWS Learn To Trade Pty Limited Ceased 2010-05-11
GREG SECKER Learn To Trade Pty Limited Ceased 2010-01-15

Financial advisers with the same licensee

Adviser Name Licensee Status Start Date
NIGEL HOWARD HARVEY Learn To Trade Pty Limited Current 2018-02-20
ADAM TRUELOVE Learn To Trade Pty Limited Current 2015-06-01
DAVID CHOI Learn To Trade Pty Limited Ceased 2015-01-08
ANDREW PERTSOULIS Learn To Trade Pty Limited Ceased 2012-09-04
SAIRA KHALID Learn To Trade Pty Limited Ceased 2012-01-01
DAVID JASON LONG Learn To Trade Pty Limited Ceased 2011-12-13
JAMES MATHEWS Learn To Trade Pty Limited Ceased 2010-05-11
GREG SECKER Learn To Trade Pty Limited Ceased 2010-01-15

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Dataset Information


Data Provider Australian Securities and Investments Commission (ASIC), Financial Advisers Register
Jurisdiction Australia
Related Datasets Australian Businesses, Australian Companies

This dataset includes 33 thousand financial advisers registered with Australian Securities and Investments Commission (ASIC), Financial Advisers Register. Australian Financial Services Licensees are required to keep the details of their financial advisers up to date on ASIC's Financial Advisers Register. Each financial adviser is registered with name, number, role status, ABN, first advice year, licence name and number, licence ABN, adviser start date and end date, appointing representative, disciplinary action, product authorisations, qualifications and training, memberships, etc.