PETER SMITH

Licensee: LOCKTON COMPANIES AUSTRALIA PTY LTD

PETER SMITH (Adviser# 001234656) is a financial adviser registered with Australian Securities and Investments Commission (ASIC), Financial Advisers Register. The adviser role status is Ceased. The adviser start date is June 15, 2015.

Adviser Overview

Register Name Financial Advisers
Adviser Name PETER SMITH
Adviser Number 001234656
Adviser Role Financial Adviser
Adviser Role Status Ceased
Adviser First Advice Year 1995
Financial Service (AFS) Licence Licence# 000291954
LOCKTON COMPANIES AUSTRALIA PTY LTD
Licence ABN 85114565785
Adviser Start Date 2015-06-15
Adviser End Date 2017-03-30
Appointing Representative Name LOCKTON COMPANIES AUSTRALIA PTY LTD
Appointing Representative Number 000291954
Appointing Representative ABN 85114565785

Authorisations to provide financial product advice

  • PETER SMITH

Adviser employment history

Licence Number Licence Name Adviser Date Appointing Representative
000291954 LOCKTON COMPANIES AUSTRALIA PTY LTD 2015-06-15 - 2017-03-30 LOCKTON COMPANIES AUSTRALIA PTY LTD
000238096 METLIFE INSURANCE LIMITED 2010-09-01 - 2013-09-01
000238983 MARSH PTY LTD
Licence controlled by: Marsh Mercer Holdings (Australia) Pty Ltd
2005-12-01 - 2010-09-01

Licensee Information

Licence Name LOCKTON COMPANIES AUSTRALIA PTY LTD
Licence Number 000291954
Licence ABN 85114565785

Competitor

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Dataset Information

Data Provider Australian Securities and Investments Commission (ASIC), Financial Advisers Register
Jurisdiction Australia
Related Datasets Australian Businesses, Australian Companies

This dataset includes 33 thousand financial advisers registered with Australian Securities and Investments Commission (ASIC), Financial Advisers Register. Australian Financial Services Licensees are required to keep the details of their financial advisers up to date on ASIC's Financial Advisers Register. Each financial adviser is registered with name, number, role status, ABN, first advice year, licence name and number, licence ABN, adviser start date and end date, appointing representative, disciplinary action, product authorisations, qualifications and training, memberships, etc.