RICHARD CHARLES NORRIS (Adviser# 001235372) is a financial adviser registered with Australian Securities and Investments Commission (ASIC), Financial Advisers Register. The adviser role status is Current. The adviser start date is September 1, 2015.
Register Name | Financial Advisers |
Adviser Name | RICHARD CHARLES NORRIS |
Adviser Number | 001235372 |
Adviser Role | Financial Adviser |
Adviser Role Status | Current |
Adviser First Advice Year | 2011 |
Financial Service (AFS) Licence |
Licence# 000293586 LEADENHALL CORPORATE ADVISORY PTY LTD |
Licence ABN | 11114534619 |
Licence Controlled By |
CHALMORI PTY LIMITED KAJE INVESTMENTS AUSTRALIA PTY LTD The Trustee for The Wadi Rum Holdings Trust Wadi Rum Trust [Date Ceased: 27/02/2016] |
Adviser Start Date | 2015-09-01 |
Appointing Representative Name | LEADENHALL CORPORATE ADVISORY PTY LTD |
Appointing Representative Number | 000293586 |
Appointing Representative ABN | 11114534619 |
Memberships |
Financial Services Institute of Australasia Institute of Chartered Accountants in England and Wales |
|
Qualification / Degree | Institute / School |
---|---|
RG146 Compliance | Derivatives - Kaplan |
RG146 Compliance | Securities - Kaplan |
Licence Number | Licence Name | Adviser Date | Appointing Representative |
---|---|---|---|
000293586 |
LEADENHALL CORPORATE ADVISORY PTY LTD
Licence controlled by: CHALMORI PTY LIMITED ~ KAJE INVESTMENTS AUSTRALIA PTY LTD ~ The Trustee for The Wadi Rum Holdings Trust ~ Wadi Rum Trust [Date Ceased: 27/02/2016] |
2015-09-01 - | LEADENHALL CORPORATE ADVISORY PTY LTD |
Licence Name | LEADENHALL CORPORATE ADVISORY PTY LTD |
Licence Number | 000293586 |
Licence ABN | 11114534619 |
Adviser Name | Licensee | Status | Start Date |
---|---|---|---|
DAVID CRAIG PEARSON | Leadenhall Corporate Advisory Pty Ltd | Current | 2015-09-08 |
SIMON BRUCE DALGARNO | Leadenhall Corporate Advisory Pty Ltd | Current | 2015-03-24 |
TIMOTHY OWEN LEBBON | Leadenhall Corporate Advisory Pty Ltd | Current | 2007-04-26 |
Adviser Name | Licensee | Status | Start Date |
---|---|---|---|
DAVID CRAIG PEARSON | Leadenhall Corporate Advisory Pty Ltd | Current | 2015-09-08 |
SIMON BRUCE DALGARNO | Leadenhall Corporate Advisory Pty Ltd | Current | 2015-03-24 |
TIMOTHY OWEN LEBBON | Leadenhall Corporate Advisory Pty Ltd | Current | 2007-04-26 |
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Data Provider | Australian Securities and Investments Commission (ASIC), Financial Advisers Register |
Jurisdiction | Australia |
Related Datasets | Australian Businesses, Australian Companies |
This dataset includes 33 thousand financial advisers registered with Australian Securities and Investments Commission (ASIC), Financial Advisers Register. Australian Financial Services Licensees are required to keep the details of their financial advisers up to date on ASIC's Financial Advisers Register. Each financial adviser is registered with name, number, role status, ABN, first advice year, licence name and number, licence ABN, adviser start date and end date, appointing representative, disciplinary action, product authorisations, qualifications and training, memberships, etc.