JAMES IAN SMITH (Adviser# 001236073) is a financial adviser registered with Australian Securities and Investments Commission (ASIC), Financial Advisers Register. The adviser role status is Current. The adviser start date is October 6, 2015.
| Register Name | Financial Advisers |
| Adviser Name | JAMES IAN SMITH |
| Adviser Number | 001236073 |
| Adviser Role | Financial Adviser |
| Adviser Role Status | Current |
| Adviser First Advice Year | 2002 |
| Financial Service (AFS) Licence |
Licence# 000245643 PROVIDENCE WEALTH ADVISORY GROUP PTY LTD |
| Licence ABN | 42003224904 |
| Adviser Start Date | 2015-10-06 |
| Appointing Representative Name | PROVIDENCE WEALTH ADVISORY GROUP PTY LTD |
| Appointing Representative Number | 000245643 |
| Appointing Representative ABN | 42003224904 |
|
| Qualification / Degree | Institute / School |
|---|---|
| Assoc Diploma Business Studies/Accounting | Swinburne University |
| Bachelor of Commerce (Management/Marketing) | Deakin University |
| Diploma of financial planning | International Institute of Technology |
| Gradute Diploma Business and Finance | Securities Institure of Australia |
| Licence Number | Licence Name | Adviser Date | Appointing Representative |
|---|---|---|---|
| 000245643 | PROVIDENCE WEALTH ADVISORY GROUP PTY LTD | 2015-10-06 - | PROVIDENCE WEALTH ADVISORY GROUP PTY LTD |
| 000240530 | CIMB SECURITIES (AUSTRALIA) PTY LTD | 2012-11-01 - 2015-02-01 | |
| 000247013 | RBS GROUP (AUSTRALIA) PTY LIMITED | 2003-01-01 - 2012-10-31 | |
| 000238157 |
DEUTSCHE AUSTRALIA LIMITED
Licence controlled by: DEUTSCHE BANK AKTIENGESELLSCHAFT |
1998-01-01 - 2002-12-15 |
| Licence Name | PROVIDENCE WEALTH ADVISORY GROUP PTY LTD |
| Licence Number | 000245643 |
| Licence ABN | 42003224904 |
| Adviser Name | Licensee | Status | Start Date |
|---|---|---|---|
| HARRY EDWARD BUCKERIDGE | Providence Wealth Advisory Group Pty Ltd | Current | 2017-08-02 |
| CARLO QUEDDENG | Providence Wealth Advisory Group Pty Ltd | Current | 2014-06-27 |
| STEPHEN PAUL CHRISTIE | Providence Wealth Advisory Group Pty Ltd | Current | 2013-01-08 |
| WILLIAM CHARLES PORTER | Providence Wealth Advisory Group Pty Ltd | Current | 2012-10-01 |
| ANDREW FRANCIS HARDING | Providence Wealth Advisory Group Pty Ltd | Current | 2011-01-21 |
| GUY PETER AMON | Providence Wealth Advisory Group Pty Ltd | Current | 2007-10-29 |
| STEVEN WILLIAM CHANDLER | Providence Wealth Advisory Group Pty Ltd | Current | 2007-10-29 |
| MICHAEL ROBERT JOHN OGG | Providence Wealth Advisory Group Pty Ltd | Current | 2004-01-02 |
| GRANT WILLIAM PATTERSON | Providence Wealth Advisory Group Pty Ltd | Current | 2004-01-02 |
| Adviser Name | Licensee | Status | Start Date |
|---|---|---|---|
| HARRY EDWARD BUCKERIDGE | Providence Wealth Advisory Group Pty Ltd | Current | 2017-08-02 |
| CARLO QUEDDENG | Providence Wealth Advisory Group Pty Ltd | Current | 2014-06-27 |
| STEPHEN PAUL CHRISTIE | Providence Wealth Advisory Group Pty Ltd | Current | 2013-01-08 |
| WILLIAM CHARLES PORTER | Providence Wealth Advisory Group Pty Ltd | Current | 2012-10-01 |
| ANDREW FRANCIS HARDING | Providence Wealth Advisory Group Pty Ltd | Current | 2011-01-21 |
| GUY PETER AMON | Providence Wealth Advisory Group Pty Ltd | Current | 2007-10-29 |
| STEVEN WILLIAM CHANDLER | Providence Wealth Advisory Group Pty Ltd | Current | 2007-10-29 |
| MICHAEL ROBERT JOHN OGG | Providence Wealth Advisory Group Pty Ltd | Current | 2004-01-02 |
| GRANT WILLIAM PATTERSON | Providence Wealth Advisory Group Pty Ltd | Current | 2004-01-02 |
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| Data Provider | Australian Securities and Investments Commission (ASIC), Financial Advisers Register |
| Jurisdiction | Australia |
| Related Datasets | Australian Businesses, Australian Companies |
This dataset includes 33 thousand financial advisers registered with Australian Securities and Investments Commission (ASIC), Financial Advisers Register. Australian Financial Services Licensees are required to keep the details of their financial advisers up to date on ASIC's Financial Advisers Register. Each financial adviser is registered with name, number, role status, ABN, first advice year, licence name and number, licence ABN, adviser start date and end date, appointing representative, disciplinary action, product authorisations, qualifications and training, memberships, etc.