RONALD KEE SHIAN KOON SUN PAT


Licensee: SPECTRUM WEALTH ADVISERS PTY LTD

RONALD KEE SHIAN KOON SUN PAT (Adviser# 001237203) is a financial adviser registered with Australian Securities and Investments Commission (ASIC), Financial Advisers Register. The adviser role status is Ceased. The adviser start date is May 10, 2016.

Adviser Overview

Register Name Financial Advisers
Adviser Name RONALD KEE SHIAN KOON SUN PAT
Adviser Number 001237203
Adviser Role Financial Adviser
Adviser Role Status Ceased
Adviser First Advice Year 2012
Financial Service (AFS) Licence Licence# 000334400
SPECTRUM WEALTH ADVISERS PTY LTD
Licence ABN 57134661706
Licence Controlled By Freedom Insurance Group Pty Ltd
Adviser Start Date 2016-05-10
Adviser End Date 2017-08-29
Appointing Representative Name SPECTRUM WEALTH ADVISERS PTY LTD
Appointing Representative Number 000334400
Appointing Representative ABN 57134661706
Further Restrictions Full Advice

Authorisations to provide financial product advice

  • RONALD KEE SHIAN KOON SUN PAT

Adviser employment history

Licence Number Licence Name Adviser Date Appointing Representative
000334400 SPECTRUM WEALTH ADVISERS PTY LTD
Licence controlled by: Freedom Insurance Group Pty Ltd
Further restrictions: Full Advice
2016-05-10 - 2017-08-29 SPECTRUM WEALTH ADVISERS PTY LTD
000237857 AFFINIA FINANCIAL ADVISERS LIMITED 2015-11-16 - 2016-05-09 AFFINIA FINANCIAL ADVISERS LIMITED
000232706 AMP FINANCIAL PLANNING PTY LIMITED
Licence controlled by: AMP ADVICE HOLDINGS PTY LTD ~ AMP LIMITED [Date Ceased: 27/02/2016]
2015-05-07 - 2015-11-04 RONALD KOON SUN PAT
000366121 AMP DIRECT PTY LTD
Licence controlled by: AMP ADVICE HOLDINGS PTY LTD ~ AMP LIMITED [Date Ceased: 27/02/2016]
2012-10-02 - 2015-05-07 RONALD KOON SUN PAT

Licensee Information

Licence Name SPECTRUM WEALTH ADVISERS PTY LTD
Licence Number 000334400
Licence ABN 57134661706

Financial advisers with the same licensee

Adviser Name Licensee Status Start Date
NALIN BERNARD PERERA Spectrum Wealth Advisers Pty Ltd Current 2018-08-03
JOHN CURLEY Spectrum Wealth Advisers Pty Ltd Current 2018-08-01
ELDHO PAUL Spectrum Wealth Advisers Pty Ltd Current 2018-07-17
HASMUKH GOVIND GHEDIA Spectrum Wealth Advisers Pty Ltd Current 2018-07-13
SUHRID SHETH Spectrum Wealth Advisers Pty Ltd Current 2018-07-11
ARMIN BREAKWELL Spectrum Wealth Advisers Pty Ltd Current 2018-07-09
JENNIFER ANNE HERREEN Spectrum Wealth Advisers Pty Ltd Ceased 2018-07-09
DAVID ANH LE Spectrum Wealth Advisers Pty Ltd Current 2018-07-05
GEOFFREY GARDNER Spectrum Wealth Advisers Pty Ltd Current 2018-06-26
NEIL JAMES BROWN Spectrum Wealth Advisers Pty Ltd Current 2018-06-26

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Dataset Information


Data Provider Australian Securities and Investments Commission (ASIC), Financial Advisers Register
Jurisdiction Australia
Related Datasets Australian Businesses, Australian Companies

This dataset includes 33 thousand financial advisers registered with Australian Securities and Investments Commission (ASIC), Financial Advisers Register. Australian Financial Services Licensees are required to keep the details of their financial advisers up to date on ASIC's Financial Advisers Register. Each financial adviser is registered with name, number, role status, ABN, first advice year, licence name and number, licence ABN, adviser start date and end date, appointing representative, disciplinary action, product authorisations, qualifications and training, memberships, etc.