TATIANA NGUYEN


Licensee: HILLROSS FINANCIAL SERVICES LIMITED

TATIANA NGUYEN (Adviser# 001237276) is a financial adviser registered with Australian Securities and Investments Commission (ASIC), Financial Advisers Register. The adviser role status is Current. The adviser start date is July 28, 2017.

Adviser Overview

Register Name Financial Advisers
Adviser Name TATIANA NGUYEN
Adviser Number 001237276
Adviser Role Financial Adviser
Adviser Role Status Current
Adviser First Advice Year 2015
Financial Service (AFS) Licence Licence# 000232705
HILLROSS FINANCIAL SERVICES LIMITED
Licence ABN 77003323055
Licence Controlled By AMP ADVICE HOLDINGS PTY LTD
AMP LIMITED [Date Ceased: 27/02/2016]
Adviser Start Date 2017-07-28
Appointing Representative Name HILLROSS FINANCIAL SERVICES LIMITED
Appointing Representative Number 000232705
Appointing Representative ABN 77003323055
Memberships FPA - Financial Planning Association
Further Restrictions Authorised in MDA services, which is restricted to Limited Authority to Operate services.One off licensee approval is required for all products which are either not on the approved product list or Derivatives.

Authorisations to provide financial product advice

  • TATIANA NGUYEN
  • ·
  • Deposit Payment Non Basic Deposit
  • ·
  • Derivative
  • ·
  • Government Debenture
  • ·
  • Life Product Investment Life Insurance
  • ·
  • Life Product Life Risk Insurance
  • ·
  • Managed Investment Schemes Including IDPS
  • ·
  • Retirement Savings Account
  • ·
  • Securities
  • ·
  • Superannuation
  • ·
  • Margin Lending Facility Standard

Qualifications and training history

Qualification / Degree Institute / School
Bachelor of Commerce (Finance and Marketing) University of New South Wales (NSW)

Adviser employment history

Licence Number Licence Name Adviser Date Appointing Representative
000232705 HILLROSS FINANCIAL SERVICES LIMITED
Licence controlled by: AMP ADVICE HOLDINGS PTY LTD ~ AMP LIMITED [Date Ceased: 27/02/2016]
Further restrictions: Authorised in MDA services, which is restricted to Limited Authority to Operate services.One off licensee approval is required for all products which are either not on the approved product list or Derivatives.
2017-07-28 - HILLROSS FINANCIAL SERVICES LIMITED
000225982 AUSTRALIAN PLANNING SERVICES PTY LTD
Licence controlled by: HEINE BROTHERS PTY LTD ~ NETWEALTH HOLDINGS LIMITED [Date Ceased: 09/11/2017] ~ Michael Max HEINE
Further restrictions: No SMSF, No Securities, No Margin Lending
2015-11-18 - 2017-07-07 AUSTRALIAN PLANNING SERVICES PTY LTD

Licensee Information

Licence Name HILLROSS FINANCIAL SERVICES LIMITED
Licence Number 000232705
Licence ABN 77003323055

Financial advisers with the same licensee

Adviser Name Licensee Status Start Date
CHARITH FRANCIS RODRIGO Hillross Financial Services Limited Current 2018-08-27
COREY BLATTMAN Hillross Financial Services Limited Current 2018-08-17
DAVID WILLIAM STOGDALE Hillross Financial Services Limited Current 2018-08-09
EDWARD JOHN MACARTNEY Hillross Financial Services Limited Current 2018-07-24
KIERAN IAN BROGLE Hillross Financial Services Limited Current 2018-07-06
MADDISON PRICE Hillross Financial Services Limited Current 2018-07-03
ANTONIA BABANIS Hillross Financial Services Limited Current 2018-06-21
FENGLIN JIA Hillross Financial Services Limited Current 2018-06-14
JACOB DANIEL PAMA Hillross Financial Services Limited Current 2018-06-13
MICHAEL JOHN WEDLOCK Hillross Financial Services Limited Current 2018-05-30

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Dataset Information


Data Provider Australian Securities and Investments Commission (ASIC), Financial Advisers Register
Jurisdiction Australia
Related Datasets Australian Businesses, Australian Companies

This dataset includes 33 thousand financial advisers registered with Australian Securities and Investments Commission (ASIC), Financial Advisers Register. Australian Financial Services Licensees are required to keep the details of their financial advisers up to date on ASIC's Financial Advisers Register. Each financial adviser is registered with name, number, role status, ABN, first advice year, licence name and number, licence ABN, adviser start date and end date, appointing representative, disciplinary action, product authorisations, qualifications and training, memberships, etc.