JOSEPHINE SMITH (Adviser# 001237973) is a financial adviser registered with Australian Securities and Investments Commission (ASIC), Financial Advisers Register. The adviser role status is Current. The adviser start date is February 28, 2018.
| Register Name | Financial Advisers |
| Adviser Name | JOSEPHINE SMITH |
| Adviser Number | 001237973 |
| Adviser Role | Financial Adviser |
| Adviser Role Status | Current |
| Adviser First Advice Year | 2015 |
| Financial Service (AFS) Licence |
Licence# 000314018 COMMONWEALTH PRIVATE LIMITED |
| Licence ABN | 30125238039 |
| Adviser Start Date | 2018-02-28 |
| Appointing Representative Name | COMMONWEALTH PRIVATE LIMITED |
| Appointing Representative Number | 000314018 |
| Appointing Representative ABN | 30125238039 |
| Memberships | Association of Financial Advisers (AFA) |
|
| Qualification / Degree | Institute / School |
|---|---|
| Bachelor of Commerce (Business Law) | Curtin University of Technology |
| Diploma of Financial Services (Financial Planning) | FINSIA Education (Kaplan Professional) |
| Licence Number | Licence Name | Adviser Date | Appointing Representative |
|---|---|---|---|
| 000314018 | COMMONWEALTH PRIVATE LIMITED | 2018-02-28 - | COMMONWEALTH PRIVATE LIMITED |
| 000231139 |
COMMONWEALTH FINANCIAL PLANNING LIMITED
Licence controlled by: COMMONWEALTH BANK OF AUSTRALIA Further restrictions: Not authorised to provide personal advice on Securities, SMSF, Standard Margin Lending |
2017-03-16 - 2018-02-05 | COMMONWEALTH FINANCIAL PLANNING LIMITED |
| 000314018 | COMMONWEALTH PRIVATE LIMITED | 2015-12-08 - 2017-02-17 | COMMONWEALTH PRIVATE LIMITED |
| Licence Name | COMMONWEALTH PRIVATE LIMITED |
| Licence Number | 000314018 |
| Licence ABN | 30125238039 |
| Adviser Name | Licensee | Status | Start Date |
|---|---|---|---|
| BYRON BO ZHANG | Commonwealth Private Limited | Current | 2018-08-17 |
| CONSTANTINE MICHAEL MAGLIS | Commonwealth Private Limited | Current | 2018-05-30 |
| ROSEMARIE GURRISI | Commonwealth Private Limited | Current | 2017-11-01 |
| LISA LIN | Commonwealth Private Limited | Current | 2017-04-20 |
| OSCAR JOHN LLOYD HOWARD | Commonwealth Private Limited | Current | 2016-08-15 |
| PATRICK ALBERT | Commonwealth Private Limited | Current | 2016-08-12 |
| WARWICK BIRD | Commonwealth Private Limited | Current | 2016-07-20 |
| STACEY CONLAN | Commonwealth Private Limited | Current | 2016-05-26 |
| FRANCIS GOMEZ | Commonwealth Private Limited | Ceased | 2016-04-13 |
| SYLVIA CHAN | Commonwealth Private Limited | Current | 2016-03-21 |
Please comment or provide details below to improve the information on .
| Data Provider | Australian Securities and Investments Commission (ASIC), Financial Advisers Register |
| Jurisdiction | Australia |
| Related Datasets | Australian Businesses, Australian Companies |
This dataset includes 33 thousand financial advisers registered with Australian Securities and Investments Commission (ASIC), Financial Advisers Register. Australian Financial Services Licensees are required to keep the details of their financial advisers up to date on ASIC's Financial Advisers Register. Each financial adviser is registered with name, number, role status, ABN, first advice year, licence name and number, licence ABN, adviser start date and end date, appointing representative, disciplinary action, product authorisations, qualifications and training, memberships, etc.