KEIRAN JAMES


Licensee: CUTCHER & NEALE FINANCIAL SERVICES PTY LTD

KEIRAN JAMES (Adviser# 001240600) is a financial adviser registered with Australian Securities and Investments Commission (ASIC), Financial Advisers Register. The adviser role status is Current. The adviser start date is April 1, 2016.

Adviser Overview

Register Name Financial Advisers
Adviser Name KEIRAN JAMES
Adviser Number 001240600
Adviser Role Financial Adviser
Adviser Role Status Current
Adviser First Advice Year 2014
Financial Service (AFS) Licence Licence# 000433814
CUTCHER & NEALE FINANCIAL SERVICES PTY LTD
Licence ABN 22160682879
Adviser Start Date 2016-04-01
Appointing Representative Name CUTCHER & NEALE FINANCIAL SERVICES PTY LTD
Appointing Representative Number 000433814
Appointing Representative ABN 22160682879
Memberships Financial Planning Association of Australia (FPA)

Authorisations to provide financial product advice

  • KEIRAN JAMES
  • ·
  • Deposit Payment Non Basic Deposit
  • ·
  • Government Debenture
  • ·
  • Life Product Investment Life Insurance
  • ·
  • Life Product Life Risk Insurance
  • ·
  • Managed Investment Schemes Including IDPS
  • ·
  • Retirement Savings Account
  • ·
  • Securities
  • ·
  • Superannuation
  • ·
  • Margin Lending Facility Standard

Qualifications and training history

Qualification / Degree Institute / School
Bachelor of Business / Commerce University of Newcastle
Diploma of Financial Services (FP) Kaplan Education

Adviser employment history

Licence Number Licence Name Adviser Date Appointing Representative
000433814 CUTCHER & NEALE FINANCIAL SERVICES PTY LTD 2016-04-01 - CUTCHER & NEALE FINANCIAL SERVICES PTY LTD
000234656 IPAC SECURITIES LIMITED
Licence controlled by: AMP ADVICE HOLDINGS PTY LTD ~ AMP LIMITED [Date Ceased: 27/02/2016]
2014-01-01 - 2015-03-13
000240946 FORSYTHES FINANCIAL SERVICES PTY LTD
Licence controlled by: AMP LIMITED
2012-02-01 - 2013-12-31

Licensee Information

Licence Name CUTCHER & NEALE FINANCIAL SERVICES PTY LTD
Licence Number 000433814
Licence ABN 22160682879

Financial advisers with the same licensee

Adviser Name Licensee Status Start Date
NICHOLAS DONALD CARTER Cutcher & Neale Financial Services Pty Ltd Current 2018-03-01
MATTHEW KEVIN EDMONDS Cutcher & Neale Financial Services Pty Ltd Current 2017-10-01
ROWENA LEE WENSLEY Cutcher & Neale Financial Services Pty Ltd Current 2017-10-01
SAMUEL JAMES ARNOTT Cutcher & Neale Financial Services Pty Ltd Current 2017-07-17
CATHERINE MARYANNE PARKER Cutcher & Neale Financial Services Pty Ltd Current 2017-07-01
JACE ASHLEY PEDONESE Cutcher & Neale Financial Services Pty Ltd Current 2017-07-01
ADAM JAMES LITTLEWOOD Cutcher & Neale Financial Services Pty Ltd Current 2017-07-01
AMBER LING Cutcher & Neale Financial Services Pty Ltd Current 2017-07-01
CAMERON RAYMOND NIX Cutcher & Neale Financial Services Pty Ltd Current 2017-07-01
DAVID GLYN LISTER Cutcher & Neale Financial Services Pty Ltd Current 2017-07-01

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Dataset Information


Data Provider Australian Securities and Investments Commission (ASIC), Financial Advisers Register
Jurisdiction Australia
Related Datasets Australian Businesses, Australian Companies

This dataset includes 33 thousand financial advisers registered with Australian Securities and Investments Commission (ASIC), Financial Advisers Register. Australian Financial Services Licensees are required to keep the details of their financial advisers up to date on ASIC's Financial Advisers Register. Each financial adviser is registered with name, number, role status, ABN, first advice year, licence name and number, licence ABN, adviser start date and end date, appointing representative, disciplinary action, product authorisations, qualifications and training, memberships, etc.