VISHAL GUPTA


Licensee: LA VERNE CAPITAL PTY LTD

VISHAL GUPTA (Adviser# 001241076) is a financial adviser registered with Australian Securities and Investments Commission (ASIC), Financial Advisers Register. The adviser role status is Current. The adviser start date is June 26, 2017.

Adviser Overview

Register Name Financial Advisers
Adviser Name VISHAL GUPTA
Adviser Number 001241076
Adviser Role Financial Adviser
Adviser Role Status Current
Adviser ABN 52877833293
Adviser First Advice Year 2017
Financial Service (AFS) Licence Licence# 000482937
LA VERNE CAPITAL PTY LTD
Licence Controlled By Charu GOSWAMI
Adviser Start Date 2017-06-26
Appointing Representative Name LA VERNE CAPITAL PTY LTD
Appointing Representative Number 000482937
Memberships Chartered Accountants Australia and New Zealand (CA)

Authorisations to provide financial product advice

  • VISHAL GUPTA
  • ·
  • Deposit Payment Non Basic Deposit
  • ·
  • Government Debenture
  • ·
  • Life Product Investment Life Insurance
  • ·
  • Life Product Life Risk Insurance
  • ·
  • Managed Investment Schemes Including IDPS
  • ·
  • Retirement Savings Account
  • ·
  • Securities
  • ·
  • Superannuation

Qualifications and training history

Qualification / Degree Institute / School
Diploma in Financial Planning Monarch Instutute

Adviser employment history

Licence Number Licence Name Adviser Date Appointing Representative
000482937 LA VERNE CAPITAL PTY LTD
Licence controlled by: Charu GOSWAMI
2017-06-26 - LA VERNE CAPITAL PTY LTD

Licensee Information

Licence Name LA VERNE CAPITAL PTY LTD
Licence Number 000482937

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Dataset Information


Data Provider Australian Securities and Investments Commission (ASIC), Financial Advisers Register
Jurisdiction Australia
Related Datasets Australian Businesses, Australian Companies

This dataset includes 33 thousand financial advisers registered with Australian Securities and Investments Commission (ASIC), Financial Advisers Register. Australian Financial Services Licensees are required to keep the details of their financial advisers up to date on ASIC's Financial Advisers Register. Each financial adviser is registered with name, number, role status, ABN, first advice year, licence name and number, licence ABN, adviser start date and end date, appointing representative, disciplinary action, product authorisations, qualifications and training, memberships, etc.