TRIEU NGOC LOAN NGUYEN


Licensee: WESTPAC BANKING CORPORATION

TRIEU NGOC LOAN NGUYEN (Adviser# 001242049) is a financial adviser registered with Australian Securities and Investments Commission (ASIC), Financial Advisers Register. The adviser role status is Current. The adviser start date is June 15, 2017.

Adviser Overview

Register Name Financial Advisers
Adviser Name TRIEU NGOC LOAN NGUYEN
Adviser Number 001242049
Adviser Role Financial Adviser
Adviser Role Status Current
Adviser First Advice Year 2011
Financial Service (AFS) Licence Licence# 000233714
WESTPAC BANKING CORPORATION
Licence ABN 33007457141
Licence Controlled By WESTPAC BANKING CORPORATION
Adviser Start Date 2017-06-15
Appointing Representative Name WESTPAC BANKING CORPORATION
Appointing Representative Number 000233714
Appointing Representative ABN 33007457141
Further Restrictions Excluding Self Managed Superannuation Funds

Authorisations to provide financial product advice

  • TRIEU NGOC LOAN NGUYEN
  • ·
  • Deposit Payment Non Basic Deposit
  • ·
  • Government Debenture
  • ·
  • Life Product Investment Life Insurance
  • ·
  • Life Product Life Risk Insurance
  • ·
  • Managed Investment Schemes Including IDPS
  • ·
  • Retirement Savings Account
  • ·
  • Superannuation

Qualifications and training history

Qualification / Degree Institute / School
Graduate Diploma of Financial Planning Kaplan
Tax for Financial Advising Kaplan Professional Education

Adviser employment history

Licence Number Licence Name Adviser Date Appointing Representative
000233714 WESTPAC BANKING CORPORATION
Licence controlled by: WESTPAC BANKING CORPORATION
Further restrictions: Excluding Self Managed Superannuation Funds
2017-06-15 - WESTPAC BANKING CORPORATION
000458669 360PRIVATE WEALTH BY DESIGN PTY LIMITED 2016-05-11 - 2017-05-05 360PRIVATE WEALTH BY DESIGN PTY LIMITED
000230686 NATIONAL AUSTRALIA BANK LIMITED
Licence controlled by: NATIONAL AUSTRALIA BANK LIMITED
2011-01-11 - 2016-03-18 TRIEU NGOC LOAN NGUYEN

Licensee Information

Licence Name WESTPAC BANKING CORPORATION
Licence Number 000233714
Licence ABN 33007457141

Financial advisers with the same licensee

Adviser Name Licensee Status Start Date
YING ZHU Westpac Banking Corporation Current 2018-06-19
PAUL DAO Westpac Banking Corporation Current 2018-05-08
ADAM SULLIVAN Westpac Banking Corporation Current 2018-04-23
LUCINDA NUTTING Westpac Banking Corporation Current 2018-04-18
WEIFENG DONG Westpac Banking Corporation Current 2018-04-13
GREY GONZALES Westpac Banking Corporation Current 2018-03-23
MICHAEL AZZI Westpac Banking Corporation Current 2018-02-20
XIAO HE Westpac Banking Corporation Current 2018-02-19
ANDREW FERGUSON Westpac Banking Corporation Current 2018-02-09
ERIN LANE Westpac Banking Corporation Current 2017-12-12

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Dataset Information


Data Provider Australian Securities and Investments Commission (ASIC), Financial Advisers Register
Jurisdiction Australia
Related Datasets Australian Businesses, Australian Companies

This dataset includes 33 thousand financial advisers registered with Australian Securities and Investments Commission (ASIC), Financial Advisers Register. Australian Financial Services Licensees are required to keep the details of their financial advisers up to date on ASIC's Financial Advisers Register. Each financial adviser is registered with name, number, role status, ABN, first advice year, licence name and number, licence ABN, adviser start date and end date, appointing representative, disciplinary action, product authorisations, qualifications and training, memberships, etc.