CHARLENE LEE THOMPSON (Adviser# 001242582) is a financial adviser registered with Australian Securities and Investments Commission (ASIC), Financial Advisers Register. The adviser role status is Current. The adviser start date is July 5, 2018.
| Register Name | Financial Advisers |
| Adviser Name | CHARLENE LEE THOMPSON |
| Adviser Number | 001242582 |
| Adviser Role | Financial Adviser |
| Adviser Role Status | Current |
| Adviser First Advice Year | 2009 |
| Financial Service (AFS) Licence |
Licence# 000493459 INDEPENDENT WEALTH MANAGEMENT PTY LTD |
| Adviser Start Date | 2018-07-05 |
| Appointing Representative Name | ANTHONY MICHAEL MARK WALKER |
| Appointing Representative Number | 000279563 |
| Memberships | FPA - Financial Planning Association |
|
| Qualification / Degree | Institute / School |
|---|---|
| Advanced Diploma of Financial Services (Financial Planning) | Kaplan Professional |
| Bachelor of Business | Griffith University |
| Diploma of Financial Services (Financial Planning) | Kaplan Professional |
| Licence Number | Licence Name | Adviser Date | Appointing Representative |
|---|---|---|---|
| 000493459 | INDEPENDENT WEALTH MANAGEMENT PTY LTD | 2018-07-05 - | ANTHONY MICHAEL MARK WALKER |
| 000234656 |
IPAC SECURITIES LIMITED
Licence controlled by: AMP ADVICE HOLDINGS PTY LTD ~ AMP LIMITED [Date Ceased: 27/02/2016] Further restrictions: One off licensee approval is required for products which are either not on the approved product list or Derivatives. |
2015-06-15 - 2017-11-09 | IPAC SECURITIES LIMITED |
| 000231139 |
COMMONWEALTH FINANCIAL PLANNING LIMITED
Licence controlled by: COMMONWEALTH BANK OF AUSTRALIA |
2009-02-23 - 2011-06-30 |
| Licence Name | INDEPENDENT WEALTH MANAGEMENT PTY LTD |
| Licence Number | 000493459 |
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| Data Provider | Australian Securities and Investments Commission (ASIC), Financial Advisers Register |
| Jurisdiction | Australia |
| Related Datasets | Australian Businesses, Australian Companies |
This dataset includes 33 thousand financial advisers registered with Australian Securities and Investments Commission (ASIC), Financial Advisers Register. Australian Financial Services Licensees are required to keep the details of their financial advisers up to date on ASIC's Financial Advisers Register. Each financial adviser is registered with name, number, role status, ABN, first advice year, licence name and number, licence ABN, adviser start date and end date, appointing representative, disciplinary action, product authorisations, qualifications and training, memberships, etc.