ADAM JOHN THOMPSON

Licensee: PRICEWATERHOUSECOOPERS SECURITIES LTD

ADAM JOHN THOMPSON (Adviser# 001242745) is a financial adviser registered with Australian Securities and Investments Commission (ASIC), Financial Advisers Register. The adviser role status is Current. The adviser start date is June 3, 2016.

Adviser Overview

Register Name Financial Advisers
Adviser Name ADAM JOHN THOMPSON
Adviser Number 001242745
Adviser Role Financial Adviser
Adviser Role Status Current
Adviser First Advice Year 2016
Financial Service (AFS) Licence Licence# 000244572
PRICEWATERHOUSECOOPERS SECURITIES LTD
Licence ABN 54003311617
Licence Controlled By PRICEWATERHOUSECOOPERS NOMINEES (N.S.W.) PTY LTD
Adviser Start Date 2016-06-03
Appointing Representative Name PRICEWATERHOUSECOOPERS SECURITIES LTD
Appointing Representative Number 000244572
Appointing Representative ABN 54003311617
Memberships Chartered Accountants Australia and New Zealand (CA)

Authorisations to provide financial product advice

  • ADAM JOHN THOMPSON
  • ·
  • Securities

Qualifications and training history

Qualification / Degree Institute / School
Bachelor of Business University of Technology

Adviser employment history

Licence Number Licence Name Adviser Date Appointing Representative
000244572 PRICEWATERHOUSECOOPERS SECURITIES LTD
Licence controlled by: PRICEWATERHOUSECOOPERS NOMINEES (N.S.W.) PTY LTD
2016-06-03 - PRICEWATERHOUSECOOPERS SECURITIES LTD

Licensee Information

Licence Name PRICEWATERHOUSECOOPERS SECURITIES LTD
Licence Number 000244572
Licence ABN 54003311617

Financial advisers with the same licensee

Adviser Name Licensee Status Start Date
JUSTIN SHANE GREALY Pricewaterhousecoopers Securities Ltd Current 2017-05-15
PAUL RAYMOND LEWIS Pricewaterhousecoopers Securities Ltd Current 2016-05-02
JONATHAN PAUL ROBERTS Pricewaterhousecoopers Securities Ltd Current 2016-04-13
NIALL RUARI MCCONNELL Pricewaterhousecoopers Securities Ltd Current 2016-01-28
MARK GREIG DOW Pricewaterhousecoopers Securities Ltd Current 2015-08-24
LISA FOSTER Pricewaterhousecoopers Securities Ltd Current 2015-08-12
STUART GLEN MORLEY Pricewaterhousecoopers Securities Ltd Current 2015-07-06
ANDREW JOSEPH CRONIN Pricewaterhousecoopers Securities Ltd Current 2015-02-06
SUMANTH PRAKASH Pricewaterhousecoopers Securities Ltd Current 2015-02-06
SHANNON TRENT MAHER Pricewaterhousecoopers Securities Ltd Current 2015-02-06

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Dataset Information

Data Provider Australian Securities and Investments Commission (ASIC), Financial Advisers Register
Jurisdiction Australia
Related Datasets Australian Businesses, Australian Companies

This dataset includes 33 thousand financial advisers registered with Australian Securities and Investments Commission (ASIC), Financial Advisers Register. Australian Financial Services Licensees are required to keep the details of their financial advisers up to date on ASIC's Financial Advisers Register. Each financial adviser is registered with name, number, role status, ABN, first advice year, licence name and number, licence ABN, adviser start date and end date, appointing representative, disciplinary action, product authorisations, qualifications and training, memberships, etc.