MALCOLM ERNEST GEORGE KATON

Licensee: SOUTHWEST SUPERANNUATION SERVICES PTY LIMITED

MALCOLM ERNEST GEORGE KATON (Adviser# 001242897) is a financial adviser registered with Australian Securities and Investments Commission (ASIC), Financial Advisers Register. The adviser role status is Current. The adviser start date is June 6, 2016.

Adviser Overview

Register Name Financial Advisers
Adviser Name MALCOLM ERNEST GEORGE KATON
Adviser Number 001242897
Adviser Role Financial Adviser
Adviser Role Status Current
Adviser First Advice Year 2016
Financial Service (AFS) Licence Licence# 000485888
SOUTHWEST SUPERANNUATION SERVICES PTY LIMITED
Licence Controlled By Malcolm Ernest George KATON
Adviser Start Date 2016-06-06
Appointing Representative Name SOUTHWEST SUPERANNUATION SERVICES PTY LIMITED
Appointing Representative Number 000485888

Authorisations to provide financial product advice

  • MALCOLM ERNEST GEORGE KATON
  • ·
  • Superannuation Self Managed
  • ·
  • Superannuation Existing Holding
  • ·
  • Product Class Securities
  • ·
  • Product Class Simple Managed Investment Schemes
  • ·
  • Product Class Life Risk Insurance
  • ·
  • Product Class Superannuation

Qualifications and training history

Qualification / Degree Institute / School
Accounting Certificate NSW TAFE
Bachelor of Commerce University of Western Sydney
Financial Planning Diploma Kaplan
ICAA Membership Institute of Chartered Accountants

Adviser employment history

Licence Number Licence Name Adviser Date Appointing Representative
000485888 SOUTHWEST SUPERANNUATION SERVICES PTY LIMITED
Licence controlled by: Malcolm Ernest George KATON
2016-06-06 - SOUTHWEST SUPERANNUATION SERVICES PTY LIMITED

Licensee Information

Licence Name SOUTHWEST SUPERANNUATION SERVICES PTY LIMITED
Licence Number 000485888

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Dataset Information

Data Provider Australian Securities and Investments Commission (ASIC), Financial Advisers Register
Jurisdiction Australia
Related Datasets Australian Businesses, Australian Companies

This dataset includes 33 thousand financial advisers registered with Australian Securities and Investments Commission (ASIC), Financial Advisers Register. Australian Financial Services Licensees are required to keep the details of their financial advisers up to date on ASIC's Financial Advisers Register. Each financial adviser is registered with name, number, role status, ABN, first advice year, licence name and number, licence ABN, adviser start date and end date, appointing representative, disciplinary action, product authorisations, qualifications and training, memberships, etc.