DAVID PAUL FOCA (Adviser# 001243033) is a financial adviser registered with Australian Securities and Investments Commission (ASIC), Financial Advisers Register. The adviser role status is Current. The adviser start date is June 7, 2016.
| Register Name | Financial Advisers |
| Adviser Name | DAVID PAUL FOCA |
| Adviser Number | 001243033 |
| Adviser Role | Financial Adviser |
| Adviser Role Status | Current |
| Adviser First Advice Year | 2017 |
| Financial Service (AFS) Licence |
Licence# 000486135 TF ACCOUNTANTS & ADVISORY PTY. LTD. |
| Licence Controlled By | TF ACCOUNTANTS & ADVISORY PTY. LTD. |
| Adviser Start Date | 2016-06-07 |
| Appointing Representative Name | TF ACCOUNTANTS & ADVISORY PTY. LTD. |
| Appointing Representative Number | 000486135 |
| Further Restrictions | In relation to a person's existing holding in a superannuation product but only to the extent required for:Making a recommendation that the person establish a self-managed superannuation fund; andProviding advice to the person on contributions or pensions under a superannuation product;Provide class of financial product advice for the following classes of financial products:~deposit and payment products (limited to:basic deposit products; general insurance products; life products limited to: life risk insurance products; simple managed investment schemes;~securities);and~superannuation; and~deal in a financial product by: arranging for another person to issue, apply for, acquire, vary or dispose of a financial product in respect of the following classes of financial products:~ superannuation (limited to: self-managed superannuation fund); and~arranging for another person to apply for, acquire, vary or dispose of financial products in respect of the following classes of financial products:~superannuation (limi |
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| Qualification / Degree | Institute / School |
|---|---|
| Diploma of Chartered Accounting | The Institute of Chartered Accountants |
| Diploma of Financial Planning | KAPLAN PROFESSIONAL |
| Licence Number | Licence Name | Adviser Date | Appointing Representative |
|---|---|---|---|
| 000486135 |
TF ACCOUNTANTS & ADVISORY PTY. LTD.
Licence controlled by: TF ACCOUNTANTS & ADVISORY PTY. LTD. Further restrictions: In relation to a person's existing holding in a superannuation product but only to the extent required for:Making a recommendation that the person establish a self-managed superannuation fund; andProviding advice to the person on contributions or pensions under a superannuation product;Provide class of financial product advice for the following classes of financial products:~deposit and payment products (limited to:basic deposit products; general insurance products; life products limited to: life risk insurance products; simple managed investment schemes;~securities);and~superannuation; and~deal in a financial product by: arranging for another person to issue, apply for, acquire, vary or dispose of a financial product in respect of the following classes of financial products:~ superannuation (limited to: self-managed superannuation fund); and~arranging for another person to apply for, acquire, vary or dispose of financial products in respect of the following classes of financial products:~superannuation (limi |
2016-06-07 - | TF ACCOUNTANTS & ADVISORY PTY. LTD. |
| Licence Name | TF ACCOUNTANTS & ADVISORY PTY. LTD. |
| Licence Number | 000486135 |
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| Data Provider | Australian Securities and Investments Commission (ASIC), Financial Advisers Register |
| Jurisdiction | Australia |
| Related Datasets | Australian Businesses, Australian Companies |
This dataset includes 33 thousand financial advisers registered with Australian Securities and Investments Commission (ASIC), Financial Advisers Register. Australian Financial Services Licensees are required to keep the details of their financial advisers up to date on ASIC's Financial Advisers Register. Each financial adviser is registered with name, number, role status, ABN, first advice year, licence name and number, licence ABN, adviser start date and end date, appointing representative, disciplinary action, product authorisations, qualifications and training, memberships, etc.