NEIL JAMES BROWN


Licensee: SPECTRUM WEALTH ADVISERS PTY LTD

NEIL JAMES BROWN (Adviser# 001245825) is a financial adviser registered with Australian Securities and Investments Commission (ASIC), Financial Advisers Register. The adviser role status is Current. The adviser start date is June 26, 2018.

Adviser Overview

Register Name Financial Advisers
Adviser Name NEIL JAMES BROWN
Adviser Number 001245825
Adviser Role Financial Adviser
Adviser Role Status Current
Adviser First Advice Year 2016
Financial Service (AFS) Licence Licence# 000334400
SPECTRUM WEALTH ADVISERS PTY LTD
Licence ABN 57134661706
Licence Controlled By Freedom Insurance Group Pty Ltd
Adviser Start Date 2018-06-26
Appointing Representative Name SPECTRUM WEALTH ADVISERS PTY LTD
Appointing Representative Number 000334400
Appointing Representative ABN 57134661706

Authorisations to provide financial product advice

  • NEIL JAMES BROWN
  • ·
  • Deposit Payment Non Basic Deposit
  • ·
  • Life Product Investment Life Insurance
  • ·
  • Life Product Life Risk Insurance
  • ·
  • Retirement Savings Account
  • ·
  • Superannuation

Qualifications and training history

Qualification / Degree Institute / School
Bachelor of Economics Australian National University
Diploma of Financial Planning AAMC Training Group

Adviser employment history

Licence Number Licence Name Adviser Date Appointing Representative
000334400 SPECTRUM WEALTH ADVISERS PTY LTD
Licence controlled by: Freedom Insurance Group Pty Ltd
2018-06-26 - SPECTRUM WEALTH ADVISERS PTY LTD
000409424 ACCOUNTABLE FINANCIAL SOLUTIONS PTY LTD
Licence controlled by: ACCOUNTABLE FINANCIAL SOLUTIONS PTY LTD [Date Ceased: 03/11/2017] ~ Aura Group Holdings Pte. Ltd
2016-07-28 - 2018-06-21 ACCOUNTABLE FINANCIAL SOLUTIONS PTY LTD

Licensee Information

Licence Name SPECTRUM WEALTH ADVISERS PTY LTD
Licence Number 000334400
Licence ABN 57134661706

Financial advisers with the same licensee

Adviser Name Licensee Status Start Date
NALIN BERNARD PERERA Spectrum Wealth Advisers Pty Ltd Current 2018-08-03
JOHN CURLEY Spectrum Wealth Advisers Pty Ltd Current 2018-08-01
ELDHO PAUL Spectrum Wealth Advisers Pty Ltd Current 2018-07-17
HASMUKH GOVIND GHEDIA Spectrum Wealth Advisers Pty Ltd Current 2018-07-13
SUHRID SHETH Spectrum Wealth Advisers Pty Ltd Current 2018-07-11
ARMIN BREAKWELL Spectrum Wealth Advisers Pty Ltd Current 2018-07-09
JENNIFER ANNE HERREEN Spectrum Wealth Advisers Pty Ltd Ceased 2018-07-09
DAVID ANH LE Spectrum Wealth Advisers Pty Ltd Current 2018-07-05
GEOFFREY GARDNER Spectrum Wealth Advisers Pty Ltd Current 2018-06-26
JERRY ABRAHAM Spectrum Wealth Advisers Pty Ltd Ceased 2018-06-25

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Dataset Information


Data Provider Australian Securities and Investments Commission (ASIC), Financial Advisers Register
Jurisdiction Australia
Related Datasets Australian Businesses, Australian Companies

This dataset includes 33 thousand financial advisers registered with Australian Securities and Investments Commission (ASIC), Financial Advisers Register. Australian Financial Services Licensees are required to keep the details of their financial advisers up to date on ASIC's Financial Advisers Register. Each financial adviser is registered with name, number, role status, ABN, first advice year, licence name and number, licence ABN, adviser start date and end date, appointing representative, disciplinary action, product authorisations, qualifications and training, memberships, etc.